Compliance Associate

• Dec 2022 - Present

Compliance Associate

• Sep 2022 - Nov 2022

Compliance Analyst

• Jan 2021 - Aug 2022

Compliance Analyst

• Feb 2020 - Jun 2020

-KYC on-boarding and remediation for institutional clients . -Horizon scanning to track and monitor regulatory changes -World-check KYC screening -FCA net short position monitoring for all European Shares. -Review and update Compliance policies. -KYC on-boarding and remediation for institutional clients . -Horizon scanning to track and monitor regulatory changes -World-check KYC screening -FCA net short position monitoring for all European Shares. -Review and update Compliance policies.

Compliance Analyst

• Jan 2019 - Nov 2019

-Generalist compliance-Compliance monitoring and policy work-AML,market abuse and call monitoring-KYC reviews-Collating monthly Management Information-Fraud identification,analysis and reporting-Financial Promotions review-Complaint handling-Assist with induction training_Good knowledge of Best execution and Transaction reporting

Account Manager

• Jul 2017 - Dec 2018

MT4 ,TraderPro ,Spread betting and CFD.Forex,Stocks,Commodities,Indices and Binary options.Responsible for Generating and Developing trading clients from new and existing leads.Provide Excellent Customer Support for Spread betting and CFD customers in line with Company policies and procedures and FCA regulation

Trading Manager

• Jun 2015 - Feb 2016

-Provide full training for all new Graduate Traders. -Assist traders with open positions, markets and their workstations. -Trader Coaching and Mentoring -Developing talent and managing underperformance -Attract, recruit and train traders -Develop and maintain disciplined trader trading plans. -Evaluate economic and market trends -Trade support and Risk Management -Provide full training for all new Graduate Traders. -Assist traders with open positions, markets and their workstations. -Trader Coaching and Mentoring -Developing talent and managing underperformance -Attract, recruit and train traders -Develop and maintain disciplined trader trading plans. -Evaluate economic and market trends -Trade support and Risk Management

Senior Derivatives Trader

• Feb 2010 - Feb 2014

Euribor, Short Sterling, Gasoil, Brent, WTI, Bund, Bobl, Schatz, Coffee, Cocoa, Sugar, Natural Gas. Fixed Income and Commodities - Cross-asset Arbitrage - Market Making - Proprietary Trading Euribor, Short Sterling, Gasoil, Brent, WTI, Bund, Bobl, Schatz, Coffee, Cocoa, Sugar, Natural Gas. Fixed Income and Commodities - Cross-asset Arbitrage - Market Making - Proprietary Trading

Junior Derivatives Trader

• Jan 2008 - Jan 2010

Fixed income interest rates and energies commodity futures. Fixed income interest rates and energies commodity futures.