Senior Financial Analyst

• Dec 2019 - Present

Financial Analyst

• Mar 2019 - Dec 2019

FSO Senior Associate

• Oct 2018 - Mar 2019

FSO Assurance Senior

• Sep 2017 - Oct 2018

FSO Assurance Staff

• Sep 2015 - Sep 2017

•Performed financial statement close audit procedures for financial services clients, including publicly-traded companies and asset management companies•Designed and performed income, expenses, valuation, and impairment audit procedures for various corporate functions•Performed internal control testings to evaluate clients' compliance with SOX 404•Performed substantive and general audit procedures, reviewed financial statements and solved complicated technical accounting issues in accordance with FASB Accounting Standards Codification•Managed multi-location staff teams to meet clients’ statutory reporting requirements•Provided coaching for interns and first year staffs, and assisted managers on project management and cost control

Finance Analyst

• Jul 2013 - Jun 2014

Participated in a highly competitive finance analyst rotation program with rotations in Product Control and Financial Accounting•Produced complete, accurate and timely daily profit & loss reports for 15 trading books under my ownership with clear and concise commentary on profit & loss variance by keeping thorough communication with front office trader, middle office controller, and IT support•Accurately reported market and foreign exchange risk associated with each trading book while meeting daily and monthly timelines•Monitored account balances in 10 broker-dealer entities and provided monthly variance trend analysis to report to senior management and external auditor •Provided reconciliations between sub-ledger and ledger systems, and investigated potential breaks and post timely adjustments•Prepared and filed accurate quarterly regulatory reporting for 6 subsidiaries with valid variance commentary

Summer Analyst

• May 2012 - Aug 2012

•Generated and adjusted daily MIS (management information system) balance sheet reporting based on Basal II requirements to front desk and product control•Assured accuracy of daily balance sheet by monitoring variance to report to front desk on a daily basis•Improved system efficiency by creating spreadsheet models to be incorporated into upstream system by information technology division•Created documentation of MIS balance sheet reporting, including policies and procedures around over 40 various daily and monthly functions•Actively participated in summer analyst program orientation and social networking events

Summer Intern

• Jun 2011 - Aug 2011

•Created and updated special purpose entities and other legal entities in EnterpriseD system on a daily basis•Analyzed entity data for quarterly certification and disclosure purpose by setting up spreadsheet models and monitoring trigger events on a global scale•Assured the accuracy of entity data by frequently communicating with frontline office and checking for updates through Bloomberg terminal•Collected feedback on EnterpriseD system and cooperated with IT department to improve system efficiency by running test trials