Experience

Guotai Junan Securities Co., Ltd

• China
• Investment Banking
• 700 & Above Employee

• Executive Director

  • Mar 2017 - Present

  ● Coordinate with the internal departments of the company to develop and revise the system and procedures of the stock pledge business; ● Develop new products of the stock pledge business; ● Review stock pledge projects. ● Coordinate with the internal departments of the company to develop and revise the system and procedures of the stock pledge business; ● Develop new products of the stock pledge business; ● Review stock pledge projects.



Zhongtai Specialty Financing Holdings Limited中泰创展控股有限公司（中植集团内部调动）

• Deputy General Manager of IPO Department

  • Dec 2010 - Mar 2017

  Zhongtai Specialty Financing Holdings Limited (Internal Transfer in ZEG) 2012-2017 （Vice President of Oversea Business Department, Vice President of ZhongTai Shenzhen） ● M&A project of a listed company in Hong Kong; ● Stock mortgage projects; ● Hong Kong IPO project (as Corner Stone); ● M&A project in Hong Kong、Macau and India; ● An agrochemical industry oversea M&A project. （Deputy director of IPO Office, Vice President of Legal Compliance Department） Oversea IPO Project ● Engage IPO agencies: include Sponsors, Legal Counsel, Auditor, drafting lawyer and other IPO agencies; ● Organize due diligence, drafting legal opinions, drafting audit report and drafting prospectus with IPO agencies; ● Negotiate with two international investors, revise the investment agreements, handle the closing matters and coordinate with the investors’ management of after investment; ● Investor Relations: Responsible for daily communication with minority shareholders. Organize the meeting of the Board and the meeting of the Shareholders; ● Corporate reorganization: on behalf of the controlling shareholder to negotiate with the other shareholders and draft various reorganize agreements. Set up VIE structure and complete the No. 75 (it is changed to No.37 now) of foreign exchange registration; ● Communicate with The Stock Exchange of Hong Kong Ltd.; ● Coordinate with the drafting lawyer and legal counsel to revise and verify the prospectus. Show less



Zhongzhi Enterprise Group Co., Ltd中植集团

• Beijing City, China

• Legal Council

  • Dec 2010 - May 2012

  ● M&A: Over 20 projects of M&A, contains the industries of mining, pharmaceuticals, and financial. The main responsibilities include due diligence, designing transaction structure, communicating with investment committee, negotiating with target companies, closing and management of after investment; ● Asset recombination of listed corporate: the main responsibilities include due diligence, designing transaction structure, communicating with investment committee, negotiating with target companies, communicating with Shenzhen Stock Exchange for the disclosure issues; ● PE: two PE projects of a shipbuilding company and a photovoltaic company. The main responsibilities as above; ● Foundation: establishment of a private equity fund with a local government. Show less



GrandWay Attorneys at Law国枫律师事务所

• Beijing City, China

• Associate

  • Mar 2009 - Dec 2010

  ● The IPO projects on the GEM project of a company in Fujian Province; ● The IPO projects on the small and medium-sized panel market project of a company in Ningxia Province. ● Two M&A projects of a state-owned company. ● The IPO projects on the GEM project of a company in Fujian Province; ● The IPO projects on the small and medium-sized panel market project of a company in Ningxia Province. ● Two M&A projects of a state-owned company.



Jingtian & Gongcheng

• China
• Legal Services
• 100 - 200 Employee

• Legal Assistant

  • Jan 2008 - Jan 2009

  ● Supply legal services for syndicate banks in two projects of syndicated loan: draft financial documents and negotiate with the Parties; ● Draft legal opinions for the project of loan of State Development Bank; ● Draft and translate legal opinions and various Agreements. ● Supply legal services for syndicate banks in two projects of syndicated loan: draft financial documents and negotiate with the Parties; ● Draft legal opinions for the project of loan of State Development Bank; ● Draft and translate legal opinions and various Agreements.



Shenzhen Development Bank

• China
• Banking
• 100 - 200 Employee

• Customer Manager

  • Jun 2006 - Dec 2007

  ● Draft due diligence report. Analyze the legal risks, trade background, and financial statement of clients; ● Draft financing plans, including bank credit and loan, entrustment loans, etc.; ● Participate in the arbitration, litigation and settlement of overdue project. ● Draft due diligence report. Analyze the legal risks, trade background, and financial statement of clients; ● Draft financing plans, including bank credit and loan, entrustment loans, etc.; ● Participate in the arbitration, litigation and settlement of overdue project.