Experience

Dymon Asia Capital

• Singapore
• Investment Management
• 100 - 200 Employee

• Business Compliance Associate

  • Jul 2022 - Present



Harbourview Investment Pte Ltd

• Singapore

• Business Analyst

  • Nov 2020 - Jul 2022

  - Manage business relationships with service providers and business partners. - Built and oversee investor onboarding KYC and compliance framework. - Work with COO to establish company internal audit framework. In-charge of company external audit. - Review contracts, annual budgeting, and cost analysis for service providers. - Applied for Capital Market Services (CMS) License – Fund Management. Liaise with regulatory authorities through the process. Acquired license on June 2021. - Improved company IT infrastructure by implementing policies and tools including Windows Virtual Desktop, Pandemic BCP. - Created and maintain HR policy. Interview and screen candidates. - Reviewing client investment reports and creation of monthly marketing materials. - Manage investment payments and transactions. Show less



E.sun Financial Holding Co., Ltd

• Taiwan
• Financial Services
• 700 & Above Employee

• Assistant Relationship Manager

  • Dec 2018 - Nov 2020

  - Build and support offshore banking business across Asia in collaboration with other departments including loans and wealth management. - Identify, introduce and onboard new clients from across the Asia region. - Maintain and manage relationships with existing clients locally and overseas. - Conduct account opening and ensure adherence to KYC and AML procedures, banking requirements, as well as internal and external audit standards. - Provide marketing statistics and strategy reports for corporate clients with RMs. Show less



UOB

• Singapore
• Banking
• 700 & Above Employee

• Business Services Manager

  • Jan 2017 - Dec 2018

  - Provide banking solutions for corporate and individual customers, on-boarding customers and fulfilling their banking needs while achieving UOB corporate objectives. - Well-equipped with knowledge of KYC, AML/CFT client onboarding processes, working in a team to achieve mass market and business banking fresh fund deposit targets, FX deals and acquire new customers through new product launch and campaigns. - Active participation in corporate leadership development programs. - Provide banking solutions for corporate and individual customers, on-boarding customers and fulfilling their banking needs while achieving UOB corporate objectives. - Well-equipped with knowledge of KYC, AML/CFT client onboarding processes, working in a team to achieve mass market and business banking fresh fund deposit targets, FX deals and acquire new customers through new product launch and campaigns. - Active participation in corporate leadership development programs.



PhillipCapital

• Singapore
• Financial Services
• 700 & Above Employee

• Investment Consultant

  • Jan 2016 - Jan 2017

  - Introduce and market available financial tools to clients and customers, such as stocks and share, equity and debt instruments for capital appreciation and growth. - Managed a small portfolio and offered investment advice to clients, assessed the risk profile of clients and carried out advisory sales process. - Developed sales and marketing skills, conducted seminars to educate customers on financial literacy. - Worked in a branch team to execute branch activities to increase customer base. Show less