Windu Dian Prasetyo
Legal Compliance Manager at KoinWorks- Claim this Profile
Click to upgrade to our gold package
for the full feature experience.
Topline Score
Bio
Experience
-
KoinWorks
-
Indonesia
-
Financial Services
-
500 - 600 Employee
-
Legal Compliance Manager
-
Nov 2021 - Present
Developed and implemented a comprehensive compliance program that reduced regulatory risks and improved operational efficiency; Collaborated with internal teams to ensure that all processes and procedures were compliant with relevant laws and regulations; Developed and maintained policies, procedures, and standards to ensure compliance with relevant laws and regulations; Monitoring and interpreting applicable laws, regulations, and guidelines related to lending and financial services; Ensure that the company adheres to these regulations in all its operations, including lending practices, customer data protection, anti-money laundering (AML) requirements, and consumer protection laws; Responsible for preparing and submitting regulatory reports required by financial authorities such as OJK, BI, etc.; and Communicated and reported compliance issues to relevant stakeholders accurately and timely. Show less
-
-
-
PT. Erajaya Swasembada, Tbk.
-
Indonesia
-
Retail
-
700 & Above Employee
-
Corporate Secretary Assistant Manager
-
Aug 2013 - Jun 2023
Achievements: Handling alleged monopoly cases at KPPU-RI (proven innocent); Successfully organize Right Issue Without Pre-emptive Rights; Shares Buy Back, and Split Stock. Job Descriptions: Assisting Erajaya Legal Department in various corporate actions; Facilitate open and full communication links and ensure a sufficient flow of information between the board, management, and regulator; Organize General Meeting of Shareholders (GMS) and Public Expose; Maintaining vital corporate documents and records; Assisting the preparation and implementation of Erajaya Corporate Social Responsibility (CSR) – Lentera Erajaya; Organize Board of Directors, Board of Commissioners, Audit Committee Meeting & others Committee; Composing Board of Directors Charter, Board Commissioners Charters, Audit Committee Charter, Good Corporate Governance Guideline & Communications Policy of the Company; Maintaining Erajaya website content; Composing Annual Report & Sustainability Report & Submit various company reports to regulators (in accordance with regulations). Show less
-
-
-
Trimegah Sekuritas Indonesia
-
Indonesia
-
Financial Services
-
200 - 300 Employee
-
-
Oct 2008 - Aug 2013
Achievements:Successfully organize Right Issue with Preemptive Rights without using any underwriter; Successfully organize Trimegah rebranding two times.Job Descriptions:Managing all board meeting logistic, which may include coordinating, preparing and distributing board/committee pre-read materials, meeting agendas, notifications, and meeting minutes for the board of directors, and Board Commissioners; Facilitating open and full communication links, and ensuring a sufficient flow of information between the board, management, and regulator; Organize General Meeting of Shareholders (GMS) and Public Expose; Acting as the gateway and facilitator for information between company and regulator; Maintaining vital corporate documents and records; Managing the website content; Composing Annual Report of the Company; Assisting the preparation and implementation of Trimegah Corporate Social Responsibility (CSR); Data Analysis, presentation & data visualization, collecting information, and investor event preparation; Drafting and distributing news releases using a combination of traditional and social media channels; Working with and supporting colleagues from other areas of the business to ensure that all areas of the website are current and accurate, written in line with corporate style guidelines and published onto the website in a timely manner. Show less
-
-
-
Mar 2008 - Oct 2008
Observing clients transaction and account to avoid bad debt and risk that may happen to the company; Analyze clients capability to open a margin account; Preparing the agreement and/or addendum to opening a new margin account or margin account extend.
-
-
Education
-
Diponegoro University
Bachelor of Economics, Economics