Experience

Global Wealth Strategies

• United States
• Financial Services
• 1 - 100 Employee

• A Private Wealth Financial Planner/Investment Manager - Global Wealth Strategies

  • 2015 - Present

  Phoenix, Arizona Area Holistic financial planning for small businesses, institutional and high-net worth retail clients. Investment research and management. Estate planning, debt management, cash flow, insurance, annuities, REITS, BDCs, structured products, tax and social security planning. Registered Principal offering securities and advisory services through Independent Financial Group, LLC, a registered broker-dealer and investment advisor. Member FINRA/SIPC. Global Wealth Strategies LLC., and IFG are… Show more Holistic financial planning for small businesses, institutional and high-net worth retail clients. Investment research and management. Estate planning, debt management, cash flow, insurance, annuities, REITS, BDCs, structured products, tax and social security planning. Registered Principal offering securities and advisory services through Independent Financial Group, LLC, a registered broker-dealer and investment advisor. Member FINRA/SIPC. Global Wealth Strategies LLC., and IFG are unaffiliated entities. For a list of states in which we are registered to do business, please visit http://www.gwstrategies.com/ Information provided is from sources believed to be reliable however, we cannot guarantee or represent that it is accurate or complete. Because situations vary, any information provided on this site is not intended to indicate suitability for any particular investor. Hyperlinks are provided as a courtesy and should not be deemed as an endorsement. When you link to a third party website you are leaving our site and assume total responsibility for your use or activity on the third party sites. Show less



Bank of America Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Financial Sales

  • 2014 - 2015

  Phoenix, Arizona Area Financial Advisor, Mutual Fund Sales, and Analyst. Built portfolios for high net-worth retail clients. Advisor on risk tolerance, asset allocation, diversification, and investment strategy.



Globalguy.biz/Financial Professional

• Financial Advisor, Analyst and Investment Strategist

  • 2011 - 2014

  Phoenix, Arizona Area Independent financial advisor on international investment and sales. Built a book of business consisting of retail and institutional clients. Financial website - globalguy.biz. (2011-2014) Consultant for Merrill Lynch, Wells Fargo and Northern Trust.



Charles Schwab

• United States
• Financial Services
• 700 & Above Employee

• Director of Foreign Investment Sales, Strategy and Training

  • 2005 - 2010

  Developed departmental standards and trained more than 250,000 clients and employees in foreign investment. Advised retail and institutional clients, portfolio managers and domestic financial advisors on foreign investment and alternative investment vehicles, generated more than $1B in international sales and commissions through client acquisition and strategic sales implementation.

• Financial Advisor/Manager of Sales

  • 2003 - 2005

  A financial advisor and manager of a team of advisors and sale specialists who designed a comprehensive sales process that delivered a consistent flow of supportable and profitable sales generating in excess of $100 million in hidden and new assets in the first year through an outbound calling program.

• Trading Liaison Manager

  • 2002 - 2003

  Foreign Trade Supervisor and Facilitator between Charles Schwab and SCM&T, facilitating trades in 60 international exchanges encompasing 48 countries

• Senior Analyst/Trader

  • 1997 - 2002

  A resource for all foreign and domestic investment issues including advanced trading strategies and technical/fundamental analysis for companies, micro/macroeconomic economies and retail/institutional advisement and trading.