Experience

TOBAM

• France
• Investment Management
• 1 - 100 Employee

• Risk Management & Compliance

  • Aug 2023 - Present

  Paris, Île-de-France, France • Periodic checks on executed transactions, ensuring they align with the internal model, are not on the opposite side of trades, and that all traders and counterparties are fully authorized under the internal governance framework. • Review of Policies and Procedures: Discussing continuous improvement of internal corporate governance with relevant colleagues. • Indices and Benchmark: Review of the current structure, alignment with ESMA's recommendations regarding the BMR. • Project… Show more • Periodic checks on executed transactions, ensuring they align with the internal model, are not on the opposite side of trades, and that all traders and counterparties are fully authorized under the internal governance framework. • Review of Policies and Procedures: Discussing continuous improvement of internal corporate governance with relevant colleagues. • Indices and Benchmark: Review of the current structure, alignment with ESMA's recommendations regarding the BMR. • Project Management: Review of the launch of new funds and products, ensuring appropriate implementation in PILOT and with appropriate counterparties. • Application of Voting Policy: Ensuring that all ESG/non-ESG votes are cast in accordance with TOBAM's voting policy, studying exceptions if any. • Assisting the Compliance team and participating in new projects (especially PSAN and SFDR/Taxonomy/Art 29) as appropriate.

• Risk Officer & Supervision Middle-Office - Senior Vice President at TOBAM

  • Sep 2008 - Present

  Paris, Île-de-France, France • Definition of risk areas, development of procedures, and implementation of risk monitoring tools. • Organization of risk committees (for the launch of new funds, the introduction of new products). • Relationship management with counterparties and suppliers for funds and organization of counterparty rating committees. • Implementation of the AML/KYC procedure for new clients. • Monitoring Net Asset Values: controlling the assets market value, application of corporate actions, trade… Show more • Definition of risk areas, development of procedures, and implementation of risk monitoring tools. • Organization of risk committees (for the launch of new funds, the introduction of new products). • Relationship management with counterparties and suppliers for funds and organization of counterparty rating committees. • Implementation of the AML/KYC procedure for new clients. • Monitoring Net Asset Values: controlling the assets market value, application of corporate actions, trade integration • Launching and monitoring Crypto funds • Positions and Cash reconciliations • Liaising with counterparties and custodians for transactions matching/ settlement • On-boarding new client in coordination with the transfer agent and compliance department • Support to new client to subscribe in funds • on-boarding new fund, managing the on-boarding committee in coordination with legal, compliance, marketing, client services and trading departments • on-boarding new product • managing and supervising operational setup for new funds and products • managing new project: setup securities lending activity, custodian and clearing agent migration, Brexit impacts, new tool to manage the supervision of middle office (Trello), tools automation • Organizing and supervising brokers committee and service providers’ review • Proxy voting & class action monitoring • Support legal and compliance in implementing regulatory changes: EMIR, FATCA, Brexit impacts, AEOI



Lehman Brothers Asset Management France

• Middle Office Specialist

  • Jun 2007 - Sep 2008

  Paris, Île-de-France, France • Monitoring Net Asset Values: controlling the assets market value, application of corporate actions, trade integration • Positions and Cash reconciliations • Liaising with counterparties and custodians for transactions matching/ settlement • On-boarding new client in coordination with the transfer agent and compliance department • On-boarding new fund, managing the on-boarding committee in coordination with legal, compliance, marketing, client services and trading departments •… Show more • Monitoring Net Asset Values: controlling the assets market value, application of corporate actions, trade integration • Positions and Cash reconciliations • Liaising with counterparties and custodians for transactions matching/ settlement • On-boarding new client in coordination with the transfer agent and compliance department • On-boarding new fund, managing the on-boarding committee in coordination with legal, compliance, marketing, client services and trading departments • Managing and supervising operational setup for new funds and products • Managing new project: setup securities lending activity, custodian and clearing agent migration, Brexit impacts, tools automation Show less



AXA Investment Managers

• France
• Financial Services
• 700 & Above Employee

• Portfolio Controller - Fixed Income

  • Sep 2004 - Jun 2007

  Paris, Île-de-France, France • Reporting • Production of performance and attribution • Monitoring Net Asset Values • Monitoring investment ratios • Managing OTC (CDS & IRS) process: prices, pricing and confirmations controls



CDC Ixis Asset Management

• Assistant Asset Manager - Hedge Funds Department

  • Sep 2002 - Jun 2004

  Paris, Île-de-France, France • Trading on Stock Lending • Production of performance, attribution and analysis • Monitoring Net Asset Values • Controlling investment ratios • Cash management (in French Treasury Bill and European Commercial Papers) • Monitoring FX positions (spot, forward, swap



KBC Securities

• Belgium
• Investment Banking
• 100 - 200 Employee

• Assistant Trader on Equity

  • Mar 2001 - Sep 2002

  Paris, Île-de-France, France • Trading on Stock Lending • Monitoring Profit and Losses • French domestic settlement on equities • Liaising with counterparties, settlement agents and clearers • Checking trades executed by the traders and sending confirmations to counterparties