Experience

ExtraDirect
• United Kingdom
• Banking
• 1 - 100 Employee
• Business Intermediary

  • Feb 2018 - Present


WH Ireland

• United Kingdom
• Financial Services
• 100 - 200 Employee

• Operations Manager & Pershing SME (London)

  • Oct 2010 - Feb 2018

  Managing the Operations for both the Agency and the Market Making business liaising with clients, traders, wealth managers, market counterparties and outsourced provider ensuring tasks are executed within SLA’s. Agency • Monitoring the trades for pre-matching and failed settlement for both market and off market trades. • MiFID II transaction reporting monitoring. • Liaise with Pershing Credit Risk team for pre-clearance permission should any trade exceed agreed limit. • Client Static Data Maintenance. • Set up of Client SSI’s in SWIFT format for both UK and International stock settlement and cash payments. • Foreign Exchange – executing clients currency positions ensuring that the firms position is flat. • Corporate Actions and Dividends. • Monitoring of the debtors report. • Staff user maintenance of system. • Management of client access. • Manage the resolution of outstanding items within agreed SLA‘s. • Production and quality control of client reporting (Valuations, Contract notes, CTV’s). Market Making • Monitoring, ensuring trading and P&L positions are within specified limits using Fidessa front end and data management systems. • Presentation of the weekly Market Making Risk report to Senior Management. • Next day trade amendments via Fidessa and ensuring Corporate Actions and Dividends are reflected accurately. • Monitoring the trades for pre-matching and failed settlement. • MiFID II transaction reporting.



Astaire & Partners Limited

• Director Of Operations

  • Jul 1986 - Oct 2010

  Variety of roles • Back Office Manager 2001 - 2010 • Overseas Settlements Manager 1992 - 2001 • Overseas Dividends / Corporate Actions, Nominee Manager, South African Bond Settlements 1986 - 2001 Variety of roles • Back Office Manager 2001 - 2010 • Overseas Settlements Manager 1992 - 2001 • Overseas Dividends / Corporate Actions, Nominee Manager, South African Bond Settlements 1986 - 2001