Experience

Xiangcai Sec.

• China
• Investment Banking
• 1 - 100 Employee

• General Manager Of Compliance & Risk Management Department

  • Nov 2012 - Present

  Management and operation of legal departmentManagement and operation of compliance departmentManagement and operation of risk management department Management and operation of legal departmentManagement and operation of compliance departmentManagement and operation of risk management department



China Galaxy Securities Company Limited

• Head Of The Legal Department Legal Director

  • Jul 2007 - Oct 2012

  • Management and operation of legal department• Direct the work of legal counsel from third party• Participate in reorganization of China Galaxy Securities Co., Ltd. and business operation of inspection and acceptance of CSRC• Set up basic systems of legal matters• Create, Review and approve the legal terms of key standard/non-standard contract template• Negotiate and settle litigation disputes; • Corporate governance• Legal support for marketing operations and innovation business• Ensure compliance with legislation, directives and other regulations; • Take part in legislative activities of CRSC, SAC, CSDCPL and SSE on behalf of China Galaxy Securities.



JunZeJun/ZAG Law offices

• China
• Law Practice
• 1 - 100 Employee

• Senior lawyer

  • May 2005 - Jun 2007

  • Legal counsel of trusteeship and administrative liquidation• Legal counsel of the suspend business for rectification • Legal counsel of the oversea financial institution purchase of the domestic trust company • Legal counsel of trusteeship and administrative liquidation• Legal counsel of the suspend business for rectification • Legal counsel of the oversea financial institution purchase of the domestic trust company