W A Ward
Registered Client Associate at Pinnacle Investments, LLC- Claim this Profile
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Bio
Credentials
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Life and Health licenses
Financial Industry Regulatory Authority (FINRA)Jul, 2014- Nov, 2024 -
Series 66
Financial Industry Regulatory Authority (FINRA)Apr, 2014- Nov, 2024 -
Series 7
Financial Industry Regulatory Authority (FINRA)Mar, 2014- Nov, 2024
Experience
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Pinnacle Investments, LLC
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United States
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Financial Services
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1 - 100 Employee
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Registered Client Associate
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Apr 2021 - Present
Performs a wide variety of client-focused tasks and also works to maintain the day-to-day operation of the office. Typical daily duties include general correspondence for administrative or other issues, providing funds on request, and financial trades. When supporting financial advisors, this involves making sure compliance standards are adhered to, expenses are managed, licensing requirements are met, and that they are as free as possible to engage in their core duties. Extensive work with annuities, insurance, equities, fixed income, securities backed lending products and more. Show less
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Army National Guard
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United States
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Armed Forces
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700 & Above Employee
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Wheeled Vehicle Mechanic (91B)
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Mar 2012 - Present
Sergeant (E5) with the Army National Guard reserves in the 642 Aviation Support Battalion as a Wheeled Vehicle Mechanic (heavy truck repair) Sergeant (E5) with the Army National Guard reserves in the 642 Aviation Support Battalion as a Wheeled Vehicle Mechanic (heavy truck repair)
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Wells Fargo Advisors
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United States
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Financial Services
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700 & Above Employee
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Registered Client Associate
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Apr 2015 - Apr 2021
Same job functions as my current employer Pinnacle Financial, LLC Same job functions as my current employer Pinnacle Financial, LLC
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AXA
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France
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Insurance
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700 & Above Employee
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Personal Account Manager
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Sep 2010 - Apr 2015
Worked as a customer service representative and now personal account manager. Handled individual and business accounts in the capacity of a customer service representative, and as a licensed financial professional. These accounts include retirement contracts, life insurance, disability insurance, and investment accounts. Worked as a customer service representative and now personal account manager. Handled individual and business accounts in the capacity of a customer service representative, and as a licensed financial professional. These accounts include retirement contracts, life insurance, disability insurance, and investment accounts.
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The Hartford
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United States
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Financial Services
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700 & Above Employee
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Contract Employee
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Jun 2009 - Aug 2010
Medical bill examiner and office support. Contracted with The Hartford Insurance to process pharmacy bills related to workers compensation cases. Also processed the redemption of Nation of Israel bonds for the Bank of New York Mellon. Medical bill examiner and office support. Contracted with The Hartford Insurance to process pharmacy bills related to workers compensation cases. Also processed the redemption of Nation of Israel bonds for the Bank of New York Mellon.
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Citi
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United States
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Financial Services
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700 & Above Employee
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Priority Services
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Mar 2007 - Mar 2009
Student Loan Division of Citi. Supported the financial aid offices at various colleges and universities in an account management capacity, resolving service issues and ensuring timely disbursement of student loan funds. Student Loan Division of Citi. Supported the financial aid offices at various colleges and universities in an account management capacity, resolving service issues and ensuring timely disbursement of student loan funds.
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Thomson Reuters
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Canada
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Software Development
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700 & Above Employee
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Subscription Retention Unit
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Oct 2004 - Dec 2006
Worked to retain legal product customers (mostly attorneys) who were looking to leave to various competing legal publishing companies. This was accomplished by resolving service errors or providing alternative products that better suited their needs. Worked to retain legal product customers (mostly attorneys) who were looking to leave to various competing legal publishing companies. This was accomplished by resolving service errors or providing alternative products that better suited their needs.
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Education
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1999 - 2001
East Carolina University
Bachelor's Degree, Criminal Justice and Corrections -
1998 - 1999
Monroe Community College
Associate's Degree, Liberal Arts and Sciences/Liberal Studies
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