Wade Cox

SVP Compliance at Wellington-Altus Financial Inc.
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
Canada, CA

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
Join now
You need to have a working account to view this content.
Join now

Experience

  • Wellington-Altus Financial Inc.
    • Canada
    • Financial Services
    • 1 - 100 Employee
    • SVP Compliance
      • Sep 2022 - Present

  • Canaccord Genuity Corp.
    • Chief Compliance Officer
      • Apr 2021 - Jun 2022

    • Senior Vice President, Compliance
      • Oct 2019 - Mar 2021

  • CIRO / OCRI
    • Canada
    • Financial Services
    • 100 - 200 Employee
    • Vice President, Trading Review and Analysis
      • 2015 - 2019

    • Director, Trading Surveillance and Compliance
      • 2009 - 2015

  • egX Canada
    • Vancouver, British Columbia, Canada
    • Manager, Trading and Disclosure
      • 2006 - 2008

  • Market Regulation Services
    • Vancouver, British Columbia, Canada
    • Investigator
      • 2005 - 2006

  • Wolverton Securities
    • Vancouver, British Columbia, Canada
    • Trader/Investment Advisor
      • 1999 - 2005

  • Vancouver Stock Exchange
    • Appliances, Electrical, and Electronics Manufacturing
    • 1 - 100 Employee
    • Vancouver Computerized Trading Administrator
      • Mar 1996 - Mar 1998

Education

  • Simon Fraser University
    Bachelor of Science - BSc

Community

You need to have a working account to view this content. Click here to join now