Compliance Officer

• Jul 2023 - Present

Junior Compliance Officer

• Mar 2022 - Jul 2023

- Identifying, assessing and mitigating integrity risks;- Ensuring that all KYC/AML regulatory requirements are met for new clients and existing clients (including periodic risk assessment);- Drafting and updating internal policies;-Performing sanctions monitoring and assessment;- Conducting ongoing sanctions/background screening in Worldcheck/Pascal;- Advising first line operations and management board;- Preparing quarterly and monthly compliance reports to management and headquarters;- Monitoring regulatory updates: local, EU and international level (including impact analysis);- Providing trainings for the wider office;- Performing second line transaction monitoring; Show less

Ad hoc volunteer

• Mar 2016 - Jan 2020

- Assisting the Consular Department with legal, translation and file management work in the matters concerning private law; - Assistance in the organization of the diplomatic reception during the Ukrainian Days at De Hoge Veluwe National Park (August-September 2019); - Help in the organisation of Ukraine-the Netherlands Agro-Industrial & Food Forum in Amsterdam (2018); -Assistance in the organisation of Ukraine-EU Association Agreement Referendum (2016); - Assisting the Consular Department with legal, translation and file management work in the matters concerning private law; - Assistance in the organization of the diplomatic reception during the Ukrainian Days at De Hoge Veluwe National Park (August-September 2019); - Help in the organisation of Ukraine-the Netherlands Agro-Industrial & Food Forum in Amsterdam (2018); -Assistance in the organisation of Ukraine-EU Association Agreement Referendum (2016);

Member of the Electoral Commission for the Presidential Election of Ukraine

• Feb 2019 - Apr 2019

Financial Crime Compliance Intern

• Aug 2018 - Feb 2019

- Performing transaction monitoring and subsequent investigation of suspicious transactions; - Conducting PEP and sanctions screening; identification of the beneficial owners; assessment of company ownership structure; - Reporting of unusual activities to the MLRO; - Drafting suspicious activity reports (SARs) for Senior Management to submit to the Dutch Financial Intelligence Unit (FIU); - Analyzing AML violations in case as identified by the Netherlands Public Prosecution Service for the purpose of identifying potential shortcomings in the HSBC internal compliance policy; - Tracking and updating internal logs and databases; - Internal policy update in light of 4th AML Directive and Wwft; - Researching currency control legislation in different jurisdictions; - Conducting data transfer assessment to ensure compliance with the GDPR; - Preparation of minutes and presentations; Show less

Active Member

• Jan 2016 - May 2018

Delegate

• Mar 2018 - Mar 2018

My responsibilities: -Representing a client (UN Member State-Cambodia) by applying the appropriate formal requirements. -File management (Position Papers and Draft Resolutions), including: organization of existing as well as new files, distinguishing between the main proceedings and minor points within a single file, creating a case file, etc. -Organization of a conference delegation, by collaborating within a legal context and applying basic principles of the process. -Multilateral diplomacy, including: verbal communication by using specific techniques (negotiation, oral persuasion and mediation skills) and written communication (writing a clearly structured text, tailored to the target group). -Public speaking Show less