Experience

Bank of China (Australia)

• Australia
• Banking
• 100 - 200 Employee

• Australia Retail Banking Compliance Specialist

  • Oct 2020 - Present

• Compliance Manager (AMLCTF & Sanction)

  • Sep 2017 - Oct 2020

• Assistant Compliance Manager (AML & Sanction)

  • Nov 2015 - Sep 2017



Citi

• United States
• Financial Services
• 700 & Above Employee

• AML Compliance Analyst - Australia

  • Aug 2015 - Nov 2015

  As an AML Compliance Analyst in AML Compliance Department for Citi Australia based in Sydney, I conducted reviews on money laundering/terrorist financing escalations from the Consumer and Institutional Business, outsourced Hubs and other areas within the Australia Business. As an AML Compliance Analyst in AML Compliance Department for Citi Australia based in Sydney, I conducted reviews on money laundering/terrorist financing escalations from the Consumer and Institutional Business, outsourced Hubs and other areas within the Australia Business.



Citi

• United States
• Financial Services
• 700 & Above Employee

• Compliance Manager (AML & Sanction)

  • Jul 2011 - Apr 2015



OCBC

• Singapore
• Banking
• 700 & Above Employee

• Compliance Officer (AML & Sanction)

  • Oct 2010 - Jul 2011

  - Implemented a global wise filtering system that be utilised for batch name screening against customer base（including setting up procedure where both 1st line and 2nd line were involved, conducting training to 1st line, performing quality check on the initial implementation)- Conducted Transaction investigation for the cases triggered from multiple channels (e.g. internal referrals, external enquiries, system alerts) and came to a determination for reporting- Addressed daily enquiries from the 1st line (e.g. Sanction enquiries, KYC enquiries, OCDD enquiries)- Undertook Regulatory Reporting (e.g. quarterly report to Local Regulator)- Provided AML/CTF trainings to the 1st line- Prepared materials for quarterly committee meeting



Mizuho

• Japan
• Financial Services
• 700 & Above Employee

• Senior Officer, Operation Management(AMLCTF & Sanction）

  • Jul 2008 - Oct 2010