Vivek Bhardwaj

Associate Director at Allenby Capital
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
United Kingdom, UK

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
You need to have a working account to view this content.

Credentials

  • Corporate Finance Regulation
    The Chartered Institute for Securities & Investment (The CISI)
    Nov, 2022
    - Nov, 2024
  • Corporate Finance Technical Foundation
    The Chartered Institute for Securities & Investment (The CISI)
    Nov, 2021
    - Nov, 2024

Experience

    • United Kingdom
    • Banking
    • 1 - 100 Employee
    • Associate Director
      • Jan 2023 - Present

      AIM nominated advisor, financial adviser to Standard Segment companies on the Main Market of the London Stock Exchange and corporate broker.Sector agnostic ECM coverage.

    • Corporate Finance Executive
      • May 2021 - Dec 2022

    • United Kingdom
    • Financial Services
    • 400 - 500 Employee
    • Senior Associate - Market Supervision
      • Nov 2020 - May 2021

      Market Analyst, overseeing the real-time analysis of equity trading across the FTSE 100 to AIM as well as fixed income, derivatives, ETF’s and other ETP’s. This included macro and technical analysis.Liaison with market makers, member firms and the FCA in relation to secondary market trading activity on SETS, SETSqx and SEAQ.Oversight of Turquoise MTF. Market structure and low latency trading research and development.

    • Associate - Primary Markets and AIM Regulation
      • Mar 2019 - Nov 2020

      AIM Regulator, advised on proposed admissions to AIM (equity sub-market of the LSE) for a broad range of sectors and real-time transactions in accordance with the AIM Rules.Investigated live market events, ranging from the suspension of Woodford Equity Income to the ‘short attack’ on Burford Capital plc.Supervised nominated advisory firms (including ongoing firm and QE eligibility) and all issuers quoted on AIM. FCA and UK Takeover Panel liaison.Researched and analysed competitors listing regimes (ASX, TSX, SIX, NYSE, NASDAQ and SGX) and global Mining, Oil and Gas standards.Wider market coverage of AIM, HGS, SFS and ISM (wholesale bond market). Show less

    • United Kingdom
    • Government Administration
    • 1 - 100 Employee
    • Intern
      • Aug 2018 - Oct 2018

      UK Civil Service Fast Stream internship. Led and completed a Rapid Technology Assessment analysing emerging environmental innovations, which was used by key stakeholders across Whitehall including The No 10 Policy Unit. Attended hearings alongside the Government Chief Scientific Adviser, Sir Patrick Vallance. Successful post internship offer. UK Civil Service Fast Stream internship. Led and completed a Rapid Technology Assessment analysing emerging environmental innovations, which was used by key stakeholders across Whitehall including The No 10 Policy Unit. Attended hearings alongside the Government Chief Scientific Adviser, Sir Patrick Vallance. Successful post internship offer.

Education

  • Queen Mary University of London
    Bachelor of Laws - LLB, 2:1
  • A-Levels

Community

You need to have a working account to view this content. Click here to join now