Experience

Caney Creek High School

• United States
• 1 - 100 Employee

• ISS Paraprofessional

  • Aug 2021 - Present

  Maintain the classroom. Follow the instructions of the AP's. Maintain the classroom. Follow the instructions of the AP's.


Platinum Cargo Logistics
• United States
• Transportation, Logistics, Supply Chain and Storage
• Export Coordinator

  • Feb 2019 - May 2020

Splendora ISD
• United States
• Education Administration Programs
• 200 - 300 Employee
• Substitute Teacher

  • Feb 2018 - Feb 2019


Dr. Nadim Zacca

• Medical Assistant

  • Aug 2017 - Feb 2018

  Answer multiline phone calls File and keep the charts updates Take blood pressure Run EKG Answer multiline phone calls File and keep the charts updates Take blood pressure Run EKG


Sanders Morris Harris
• United States
• Financial Services
• 1 - 100 Employee
• Compliance Administrative Assistant

  • Nov 2009 - Aug 2016


Sanders Morris Harris Inc.

• United States

• Compliance Specialist/Administrative Assistant

  • Nov 2009 - Aug 2016

  • Responsible for administration of Registered Representatives for securities with the Financial Industry Regulatory Authority (FINRA) to meet state and federal guidelines including setting up exam windows to test for Series licenses and obtaining additional state FINRA registration requirements • Filing U5’s for terminated employees to comply with compliance regulations • Registration of Non Registered Personnel with FINRA including scheduling fingerprints for new hires • Responsible for maintaining files, completing necessary forms and running CRD Snapshots. Reports for new hires including OFAC, NFA, NIPR. Run and audit monthly reports, schedule meetings, manage file room • Oversee updating Compliance Intranet site, answer multi line phone calls, order office supplies • Handle Insurance appointments with carriers and create representative numbers Show less



Insurance Overload

• United States

• VALIC Retirement Services, Temporary employee

  • Jan 2009 - Nov 2009

  • EGTRRA Implementation Project to restate qualified defined contribution retirement plans • Ensuring that the plan document, in form, meets the requirements of the 401(a) of the Internal Revenue Code of 1986, maintaining the tax-exempt status of the qualified retirement plans • Chosen by management for Quality Review of the EGTRRA restatement plan documents • EGTRRA Implementation Project to restate qualified defined contribution retirement plans • Ensuring that the plan document, in form, meets the requirements of the 401(a) of the Internal Revenue Code of 1986, maintaining the tax-exempt status of the qualified retirement plans • Chosen by management for Quality Review of the EGTRRA restatement plan documents



American General Securities Inc

• Financial Services

• Licensing Specialist

  • May 2004 - May 2008

  • Registered between 3-4 agents per week for securities with the Financial Industry Regulatory Authority (FINRA) to meet state and federal guidelines Registered and non-Registered • Managed requests from 1100 registered representatives to obtain additional state FINRA registration requirements, set up exam windows for test Series 6, 7, 24, 26, 51, 52, 53, 63, 65, or 66 licenses • Selected by management and successfully completed numerous projects outside of my regular work duties, organized and supervised mail outs to over 1100 registered representatives, wrote and maintained procedures manual on a new L&R System, accurately reviewed an average of 100 data entry sheets and checks for all end of year renewals • Cross-trained to provide assistance in multiple areas to relieve work load during peak work times • Tasked to mentor co-workers and provide training to personnel in several different subject areas • Assigned to run background checks on registered representatives and NRSA Show less