Business Planning AVP

• May 2022 - Present

Senior Business Planning Manager

• May 2020 - Apr 2022

Business Planning Manager - CEO Office

• Jul 2018 - Apr 2020

Associate Officer - Regular Reform

• Oct 2015 - Jul 2018

1. Global trade compliance reporting cross 3 regions (8 jursidictions): EMEA, US and APAC. Design daily metrics on UBS cross asset trades reporting performance (timeliness, completeness, valuation and etc.) 2. Liaise with internal (IMO, FO, IT) and external teams to perform trade reconciliation and break investigation to ensure reporting accuracy and provide fix plan to meet regulatory requirements. 3. Produce weekly/monthly progress reports on various controls for high level managers as well as global stakeholders. 4. Handling query from UBS delegated clients for reporting issues. 5. Draft SOP and other documents for daily process and ensure all up to date for audit and training purpose. 6. Take part in multiple projects such as UBS reporting on new regulators go live (MAS, FINMA, HKMA phase 2, ESMA 2.0), process automation, process excellence as well as data quality project. 7. Team lead (deputy) - Perform new joiner training, task assign and provide advice on team structure and strategy. Review and evaluate each team members’ daily performance, help manager complete anual PMM review and set up new gaols to improve working motivation. Show less

Recruitment asistant - Intern

• Jan 2014 - Apr 2014