Veronica Harrell
AVP Compliance at The Strategic Financial Alliance, Inc.- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Gold Feature
Click to upgrade to our gold package
for the full feature experience.
Location
Atlanta, GE
Topline Score
Topline score feature will be out soon.
Bio
Generated by
Topline AI
You need to have a working account to view this content.
Join now
You need to have a working account to view this content.
Join now
Experience
-
SFA Partners
-
United States
-
Financial Services
-
1 - 100 Employee
-
AVP Compliance
-
Jan 2019 - Present
Atlanta, GA
-
-
Compliance Manager
-
Sep 2017 - Present
As the Compliance Manager for SFA, I am primarily responsible for managing Registrations. In addition to managing Registrations I am involved in reporting of client complaints, preparing information for regulatory inquiries, review of outside business activities, and the Firm Element Program.
-
-
Senior Compliance Analyst
-
Nov 2016 - Sep 2017
-
-
Compliance Analyst
-
Dec 2014 - Nov 2016
-
-
Compliance and Registration Associate
-
Sep 2013 - Dec 2014
-
-
Registration and Insurance Specialist
-
Feb 2011 - Sep 2013
-
-
Education
-
2004 - 2008
Georgia State University
Bachelor of Business Administration - BBA, Risk Management and Insurance
Community
You need to have a working account to view this content.
Click here to join now
