Experience

Maitland

• South Africa
• Financial Services
• 1 - 100 Employee

• Senior Compliance Officer

  • Jul 2013 - Present

  Senior Compliance Officer responsible for regulatory compliance with three separate regulators (Financial Services Commission, Insurance & Pensions Authority and Solicitors Regulatory Authority) in a large multijurisdictional wealth management corporation. Senior Compliance Officer responsible for regulatory compliance with three separate regulators (Financial Services Commission, Insurance & Pensions Authority and Solicitors Regulatory Authority) in a large multijurisdictional wealth management corporation.



Maitland Advisory (IOM) Limited

• Senior Associate

  • Jul 2008 - Jul 2013

  Legal Advisor to high net worth families giving tax and generational wealth planning advice; private equity structuring and dispute resolution. Legal Advisor to high net worth families giving tax and generational wealth planning advice; private equity structuring and dispute resolution.



Corporate Legal Training

• Executive training facilitator

  • Feb 2001 - Sep 2007

  Customised legal training for executives to reduce corporate risk. Involved analysis of corporate exposure, remediation and improved staff functioning. Customised legal training for executives to reduce corporate risk. Involved analysis of corporate exposure, remediation and improved staff functioning.



Johannesburg Bar

• Advocate

  • Nov 1989 - Dec 1998

  Diverse litigation experience including criminal, matrimonial, tort and commercial claims Diverse litigation experience including criminal, matrimonial, tort and commercial claims