Campus Operations Manager

• Sep 2021 - Present

Compliance Analyst

• Sep 2019 - May 2020

Recruited as part of Fidelity’s six-month Resume program through reachHIRE to support the Asset Management team’s compliance with federal regulations. Ensured compliance by responding to inquiries for Qualified Institutional Buyers Certification and Regulation S Certifications. Ensured alignment of the organization’s compliance policies with Hard Halt requirements by conducting research on sanctions mandated by the Treasury’s Office of Foreign Assets Controls, the Office of Financial Sanctions Implementation, and Her Majesty’s Treasury. Managed annual Commodities and Futures Trading Commission Exemption filing with the National Futures Association. Show less

Treasurer

• Jan 2017 - Mar 2019

Led the financial activities and oversaw an annual operating budget of $10M. Completed the annual audit for the organization and delivered it to key stakeholders. Served as the chair of the monthly finance meeting with senior leadership, accountants, and the finance team. Led the financial activities and oversaw an annual operating budget of $10M. Completed the annual audit for the organization and delivered it to key stakeholders. Served as the chair of the monthly finance meeting with senior leadership, accountants, and the finance team.

Business Consultant - Taxation

• Feb 2000 - Oct 2017

Promoted to advise leadership as an SME on federal and state regulatory compliance including the Foreign Account Tax Compliance Act and state tax obligations. Analyzed risk and changes in tax laws and regulations at the state levels. Promoted compliance issues and success by contributing to new policies and procedures for new regulations. Earned the “Star of Excellence” nomination and recognition. Promoted to advise leadership as an SME on federal and state regulatory compliance including the Foreign Account Tax Compliance Act and state tax obligations. Analyzed risk and changes in tax laws and regulations at the state levels. Promoted compliance issues and success by contributing to new policies and procedures for new regulations. Earned the “Star of Excellence” nomination and recognition.

Customer Service Representative/Retirement Plan Specialist

• Jul 1995 - Feb 2000

Ensured excellent customer service to Pioneer's mutual fund customers and retirement plan participants. Resolved retirement plan issues and answered csutomer, adviser and stakeholder's inquiries. Managed retirement plan participant accounts and consulted with plan providers. Ensured excellent customer service to Pioneer's mutual fund customers and retirement plan participants. Resolved retirement plan issues and answered csutomer, adviser and stakeholder's inquiries. Managed retirement plan participant accounts and consulted with plan providers.