Twiggy Mok, CAMS

Compliance Manager and DMLRO at Maples Group
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Contact Information
us****@****om
(386) 825-5501
Location
Singapore, SG
Languages
  • Cantonese Native or bilingual proficiency
  • English Native or bilingual proficiency
  • Mandarin Professional working proficiency

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Credentials

  • FinTech Law and Policy
    Duke University
    May, 2021
    - Nov, 2024
  • Certified Anti-Money Laundering Specialist (CAMLS)
    ACAMS
    Mar, 2019
    - Nov, 2024
  • ICA Certificate in Anti Money Laundering
    International Compliance Association
    Apr, 2018
    - Nov, 2024

Experience

  • Maples Group
    • Cayman Islands
    • Financial Services
    • 700 & Above Employee
    • Compliance Manager and DMLRO
      • Jan 2023 - Present

    • Assistant Compliance Officer and DMLRO
      • Jan 2021 - Jan 2023

      - Act as the principal lead and knowledge resource on all compliance matters within the region- Draft and develop policies and procedure manuals on AML / CFT and KYC - Deliver training on AML and regulatory compliance to business functions

    • Compliance Analyst
      • Apr 2018 - Jan 2021

      - Responsible for KYC / CDD and EDD reviews. Advised feasibility and appropriate risk measurements- Performed KYC, AML and sanctions searches on clients

  • iFS - International Financial Services
    • Hong Kong
    • Assistant Manager
      • Jun 2015 - Mar 2018

      - Ensured the business and operations are in compliance with regulatory requirements - Checked and approved AML / KYC due diligence assessments on client onboarding & renewal - Ensured accuracy and completeness of Financial Needs Analysis (FNA) forms for investments and insurance products - Ensured the business and operations are in compliance with regulatory requirements - Checked and approved AML / KYC due diligence assessments on client onboarding & renewal - Ensured accuracy and completeness of Financial Needs Analysis (FNA) forms for investments and insurance products

Education

  • Hong Kong Baptist University
    Bachelor of Business Administration - BBA, Finance
    2013 - 2015
  • QUT (Queensland University of Technology)
    Bachelor of Business Administration - Exchange Term
    2014 - 2014

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