Tunde Fasoyiro

Chief Compliance Officer & MLRO (SMF16, SMF17) at The Analyst
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Contact Information
us****@****om
(386) 825-5501
Location
London, England, United Kingdom, UK
Languages
  • English -

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Bhavini ‘Bev’ Shah

It was a real pleasure to work with Tunde. He is extremely knowledgable and professional.

Sandra Uzor

Diligent is the word that comes to mind when I think of Tunde. I had the pleasure of reporting to Tunde when I worked at SG Hambros from May 2016 to August 2017. As the Head of Compliance, Tunde displayed a broad and in-depth knowledge of regulatory compliance. I was always impressed with how he balanced giving us autonomy yet providing immense support. He was one who demonstrated genuine care for co-workers. Tunde will be an asset to any firm.

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Credentials

  • Leadership and Management
    UCD Professional Academy
    Dec, 2022
    - Nov, 2024
  • SMF16 The Analyst Research LLP
    Financial Conduct Authority
    Jun, 2021
    - Nov, 2024
  • SMF17 The Analyst Research LLP
    Financial Conduct Authority
    Jun, 2021
    - Nov, 2024
  • Subject Lead & Career Mentor
    Career Nuggets
    Jan, 2021
    - Nov, 2024
  • Chartered MCSI
    Chartered Institute for Securities & Investment (CISI)
    Nov, 2010
    - Nov, 2024

Experience

  • The Analyst
    • Investment Management
    • 1 - 100 Employee
    • Chief Compliance Officer & MLRO (SMF16, SMF17)
      • Jul 2020 - Present

      Independent and differentiated equity investment ideas Independent and differentiated equity investment ideas

  • TOLFE CONSULTANTS LIMITED (compliance, risk and financial crime)
    • Director
      • Sep 2010 - Mar 2021

      Tolfe Consultants offers compliance, financial crime and risk advisory services to banking and financial services firms. Tolfe Consultants offers compliance, financial crime and risk advisory services to banking and financial services firms.

  • Reliance Bank Ltd
    • United Kingdom
    • Banking
    • 1 - 100 Employee
    • Head of Remediation Project (Consultant)
      • Feb 2020 - Jun 2020

  • Norton Rose Fulbright
    • United Kingdom
    • Law Practice
    • 700 & Above Employee
    • Consultant - Regulatory Compliance Consulting
      • Sep 2018 - Dec 2019

      Responsible for providing compliance and financial crime control solutions to corporate clients, helping to build their compliance frameworks.

    • Head of Advisory - Regulatory Compliance Consulting
      • Sep 2017 - Sep 2018

      Responsible for a team looking after all aspects of regulatory and compliance consulting, advising clients on the implementation of their compliance and risk controls, financial crime reviews and frameworks and implementing regulatory change. http://www.nortonrosefulbright.com/people/157894

  • SG Kleinwort Hambros
    • United Kingdom
    • Financial Services
    • 300 - 400 Employee
    • Head of UK Compliance
      • Jan 2015 - Aug 2017

      Oversight for SG Kleinwort Hambros UK Compliance Oversight for SG Kleinwort Hambros UK Compliance

  • Societe Generale Private Banking - SGPB
    • Financial Services
    • 700 & Above Employee
    • MLRO (CF11)
      • Dec 2013 - Dec 2014

      Oversight for onboarding new relationships, risk assessment and monitoring of relationships, sanctions regime and suspicious transaction reporting. Oversight for onboarding new relationships, risk assessment and monitoring of relationships, sanctions regime and suspicious transaction reporting.

  • Citypoint Trading Limited (AR of Pulp International Business Limited)
    • London, England, United Kingdom
    • Compliance Consultant / MLRO (Part-time) -CF11
      • Dec 2012 - Dec 2013

      1)Progressed firm's application for FCA authorisation 2) Responsible for compliance oversight and financial crime controls at FX trading firm 1)Progressed firm's application for FCA authorisation 2) Responsible for compliance oversight and financial crime controls at FX trading firm

  • Blenheim Capital Services Limited
    • United Kingdom
    • International Trade and Development
    • 1 - 100 Employee
    • Chief Compliance Officer & MLRO (CF10 / CF11)
      • Sep 2010 - Nov 2013

      Played a key role in progressing Blenheim Capital Services FSA authorisation, the first Offset's firm to be approved in the UK. Played a key role in progressing Blenheim Capital Services FSA authorisation, the first Offset's firm to be approved in the UK.

  • Sanlam Securities UK Limited (Prev. Merchant Securities Ltd)
    • Head of Compliance & MLRO (CF10/CF11)
      • Jan 2007 - Jul 2010

      Responsibility for firm's day to day compliance, advice and guidance on regulatory matters ranging from client take on, review of investment management portfolios, signing off on new products, anti-money laundering due diligence and compliance monitoring. Responsibility for firm's day to day compliance, advice and guidance on regulatory matters ranging from client take on, review of investment management portfolios, signing off on new products, anti-money laundering due diligence and compliance monitoring.

  • Financial Conduct Authority
    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Senior Associate (Supervision)
      • Dec 2000 - Dec 2006

      Relationship Manager for Stockbroking firms, Asset Managers and Financial Advisers. Relationship Manager for Stockbroking firms, Asset Managers and Financial Advisers.

  • Financial Services Compensation Scheme
    • United Kingdom
    • Financial Services
    • 200 - 300 Employee
    • Senior Claims Assessor
      • Jun 1997 - Dec 2000

Education

  • UCD Professional Academy
    Professional Diploma, Leadership & Management
  • Chartered Institute for Securities & Investment
    Chartered MCSI, Finance & Banking
  • The Chartered Institute for Securities & Investment (The CISI)
    Regulation & Compliance
  • The Chartered Institute for Securities & Investment (The CISI)
    Securities Representative
  • Chartered Insurance Institute
    Financial Planning Certificate 1 & 2
  • London South Bank University
    Finance & Investment
  • University of Lagos
    Finance and Banking
  • CMS Grammar School

Community

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