Tracy Hagberg
Chief Compliance Officer at Access Wealth- Claim this Profile
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Bio
Experience
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Access Wealth
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United States
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Financial Services
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1 - 100 Employee
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Chief Compliance Officer
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Oct 1986 - Present
My official title is Chief Compliance Officer, however, I am also the Office Administrator and Bookkeeper. I am responsible for overseeing the day to day compliance in our office, in addition to maintaining our filings with the regulators. Additionally, I am responsible for the management of this office and all aspects associated with being a full-charge bookkeeper. My official title is Chief Compliance Officer, however, I am also the Office Administrator and Bookkeeper. I am responsible for overseeing the day to day compliance in our office, in addition to maintaining our filings with the regulators. Additionally, I am responsible for the management of this office and all aspects associated with being a full-charge bookkeeper.
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