Experience

Newgate Compliance Limited

• United Kingdom
• Financial Services
• 1 - 100 Employee

• Managing Director

  • May 2019 - Present

• Member Board Of Directors

  • Aug 2018 - Present

• Director

  • May 2018 - Present

  Newgate Compliance is a compliance consultancy run by a team of experienced compliance professionals many of whom have worked at the FCA. Newgate offers a modern solution to implement your compliance function using an innovative compliance software solution called The GATEway.


Aldgate Advisors Limited
• United Kingdom
• Retail Office Equipment
• Member Board Of Directors

  • Jul 2019 - Present


OHPEN OPERATIONS UK LIMITED

• Head of Legal and Compliance

  • Nov 2017 - May 2018

  Ohpen is a Fintech start up offering a cloud-based core-banking engine for asset managers. CF10 (Compliance Oversight Function) and CF11 (Money Laundering Reporting Officer - MLRO). Ohpen is a Fintech start up offering a cloud-based core-banking engine for asset managers. CF10 (Compliance Oversight Function) and CF11 (Money Laundering Reporting Officer - MLRO).



Capital Dynamics

• Switzerland
• Financial Services
• 100 - 200 Employee

• Head of UK Compliance and Risk Manager

  • Jan 2013 - Nov 2017

  Capital Dynamics is a private asset management company and registered AIFM. CF10 (Compliance Oversight Function), CF11 (Money Laundering Reporting Officer - MLRO), CF 28 (Risk Manager). Oversight of the Compliance, Risk Management and Company Secretary functions. Registered with the Information Commissioners Office as Data Protection Officer. Responsible for the firm's AIFMD, MIFID II and GDPR implementation initiatives. Capital Dynamics is a private asset management company and registered AIFM. CF10 (Compliance Oversight Function), CF11 (Money Laundering Reporting Officer - MLRO), CF 28 (Risk Manager). Oversight of the Compliance, Risk Management and Company Secretary functions. Registered with the Information Commissioners Office as Data Protection Officer. Responsible for the firm's AIFMD, MIFID II and GDPR implementation initiatives.



Baker McKenzie

• United States
• Law Practice
• 700 & Above Employee

• Lawyer, Financial Services and Regulatory Law

  • Jan 2012 - Dec 2012

• Lawyer, Financial Services and Regulatory Law

  • Nov 2005 - Dec 2011

  Corporate lawyer speciliasing on financial services, regulatory, derivatives and structured products, capital markets and funds management matters. Qualified as a Solicitor of the Supreme Court of New South Wales.

• Lawyer, Financial Services and Regulatory Law

  • Jul 2008 - Dec 2008



JPMorgan Chase

• United States
• Investment Management

• Legal Counsel

  • Mar 2008 - Aug 2008

  Derivatives and structured products. Secondment from Baker & McKenzie. Derivatives and structured products. Secondment from Baker & McKenzie.


Deloitte Touche Tohmatsu
• 1 - 100 Employee
• Tax Consultant Intern

  • Jun 2006 - Aug 2006