Tracey Freeman

Compliance Officer at Concentric Financial Services Limited
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Contact Information
us****@****om
(386) 825-5501
Location
St. Helier, Jersey, JE

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Bio

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Credentials

  • STEP Certificate in Anti-Money Laundering
    CLT International
    Jun, 2021
    - Oct, 2024
  • ICA International Diploma in Governance, Risk and Compliance
    International Compliance Association
    Jan, 2017
    - Oct, 2024
  • Chartered Fellow of the Chartered Institute for Securities & Investment
    Chartered Institute for Securities & Investment (CISI)
    Feb, 2016
    - Oct, 2024
  • Level 6 Certificate in Private Client Investment Advice & Management
    Chartered Institute for Securities & Investment (CISI)
    Dec, 2015
    - Oct, 2024
  • Level 4 Diploma in Financial Planning (including Level 6 Advanced Pension Planning module AF3)
    Chartered Insurance Institute
    Mar, 2014
    - Oct, 2024
  • Level 3 Certificate in Investment Management
    CFA Society of the UK
    Mar, 2010
    - Oct, 2024
  • Level 3 Certificate for Financial Advisers
    Institute of Financial Services
    Feb, 2006
    - Oct, 2024

Experience

  • Concentric Financial Services Limited
    • Compliance Officer
      • Oct 2019 - Present

    • Compliance Officer
      • Sep 2019 - Present

      Established in 1998, SWM Synergy provided expert independent financial planning and wealth management services to individuals and businesses. SWM Synergy specialised in impartial savings, pension and investment advice and also offered personal protection insurance.

  • Kleinwort Benson
    • United Kingdom
    • Investment Banking
    • 1 - 100 Employee
    • Product Specialist
      • Jun 2011 - Sep 2012

      Client relationship management and product development. Kleinwort Benson purchased Close International Asset Management in 2011. Client relationship management and product development. Kleinwort Benson purchased Close International Asset Management in 2011.

  • Close International Asset Management
    • Senior Client Relationship Manager
      • Jul 2009 - Jun 2011

      Provison of financial advice and high quality customer service to international clients. Provison of financial advice and high quality customer service to international clients.

  • HSBC Bank International Ltd
    • Independent Wealth Manager
      • Sep 2006 - Jul 2009

      Independent financial advice to UK expatriate clients, internationally mobile people and foreign nationals. Independent financial advice to UK expatriate clients, internationally mobile people and foreign nationals.

  • HSBC Bank UK
    • Senior Lending Officer
      • Sep 2004 - Sep 2006

      All aspects of unsecured lending facilities.

    • Customer Services Representative
      • Oct 2001 - Sep 2004

      Efficient customer service and sales.

Education

  • University of Wales, Swansea
    Bachelor of Science BSc (Hons), Business/Managerial Economics
    1998 - 2001
  • Hautlieu School
    GCSEs & A Levels
    1994 - 1998
  • Le Rocquier School
    1992 - 1994
  • Jersey International Business School

Community

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