Tomy Nguyen, CETF®
Vice President - Institutional ETF Strategist at Direxion- Claim this Profile
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English Native or bilingual proficiency
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Bio
Chris Ainsworth
Tomy and I worked together covering a territory of Financial Professionals in Northern California for the past 2 1/2 years. We saw fantastic year over year sales growth in 2020 (top 10 in the firm) and this was directly correlated to Tomy’s business acumen and professionalism. Tomy is a true problem solver and always strives to provide an exceptional client experience. It was a pleasure working with him and I look forward to tracking his career growth.
Chris Ainsworth
Tomy and I worked together covering a territory of Financial Professionals in Northern California for the past 2 1/2 years. We saw fantastic year over year sales growth in 2020 (top 10 in the firm) and this was directly correlated to Tomy’s business acumen and professionalism. Tomy is a true problem solver and always strives to provide an exceptional client experience. It was a pleasure working with him and I look forward to tracking his career growth.
Chris Ainsworth
Tomy and I worked together covering a territory of Financial Professionals in Northern California for the past 2 1/2 years. We saw fantastic year over year sales growth in 2020 (top 10 in the firm) and this was directly correlated to Tomy’s business acumen and professionalism. Tomy is a true problem solver and always strives to provide an exceptional client experience. It was a pleasure working with him and I look forward to tracking his career growth.
Chris Ainsworth
Tomy and I worked together covering a territory of Financial Professionals in Northern California for the past 2 1/2 years. We saw fantastic year over year sales growth in 2020 (top 10 in the firm) and this was directly correlated to Tomy’s business acumen and professionalism. Tomy is a true problem solver and always strives to provide an exceptional client experience. It was a pleasure working with him and I look forward to tracking his career growth.
Credentials
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Certified ETF Advisor (CETF®)
The ETF Institute®Dec, 2021- Sep, 2024 -
SIE - Securities Industry Essentials Examination
FINRAOct, 2018- Sep, 2024 -
FINRA Series 63
Financial Industry Regulatory Authority (FINRA)Jan, 2016- Sep, 2024 -
Series 7
FINRA (Financial Industry Regulatory Authority)Dec, 2015- Sep, 2024
Experience
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Direxion
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Mexico
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Real Estate
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1 - 100 Employee
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Vice President - Institutional ETF Strategist
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Dec 2022 - Present
West Coast, Pacific NW West Coast, Pacific NW
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Global X ETFs
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United States
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Investment Management
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100 - 200 Employee
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Investment Consultant
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Nov 2021 - Nov 2022
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Lincoln Financial Distributors
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United States
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Financial Services
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400 - 500 Employee
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Senior Internal Wholesaler
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Oct 2017 - Nov 2021
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Ascensus
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United States
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Financial Services
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700 & Above Employee
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Consultant
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Feb 2017 - Sep 2017
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Merrill Lynch
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United States
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Financial Services
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700 & Above Employee
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Registered Representative
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May 2015 - Jan 2017
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Education
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Rutgers University–New Brunswick
Bachelor’s Degree, Economics
Community
