Experience

BSTX LLC
• Capital Markets
• 1 - 100 Employee
• VP Business Development

  • Sep 2019 - Present

Fidelity Investments
• United States
• Financial Services
• 700 & Above Employee
• Senior Systems Engineer Digital Assets

  • Feb 2019 - Aug 2019


BOX Options

• United States
• Investment Banking
• 1 - 100 Employee

• Director, Market Data Department

  • Aug 2006 - Feb 2019

  • Hire, train, and manage Market Data Department team of 3 employees. • Manage electronic equity derivatives market database with 700K trading instruments, and ensure trading compliance within regulatory requirements. • Work with traders, brokers, and market makers to ensure proper clearing of ~100 trades per day at OCC (Option Clearing Corporation). • Resolve trading software and technical issues for ~30 clients, and solve order-sending problems by analyzing client FIX messaging to ensure correctly populated FIX tags. • Notify clients of new trade features and rollout dates, and schedule clients to receive high-speed market data feed (TCP and UDP Multicast). • Utilize Financial Information Exchange (FIX) protocol to provide trading software testing, certification, and onboarding for ~5 new clients per month, while managing timeline and cost. • Provide User Acceptance Testing (UAT) in development environment to certify and onboard new and existing clients to trading system software. • Review specification documents and business design guides with clients to ensure understanding of order types for quality execution of trades. • Evaluate business requirement documents, approve development, and lead project planning. • Give monthly presentations to senior management to inform about new exchange products, and to present new trading software development timeline. • Add new product listings, resulting in higher volume and increased market share. • Negotiate service contracts with data vendors (Bloomberg, Thomson Reuters), and connectivity service at data centers (Equinix). • Hired as Market Data Analyst, promoted to Manager, Market Data Department (August 2007), and promoted to Director, Market Data Department (August 2011). Show less



Brown Brothers Harriman

• United States
• Financial Services
• 700 & Above Employee

• Operations Specialist III

  • May 2005 - Aug 2006

  • Resolved trade discrepancies, and ensured proper clearing of ~80 trades per day at DTC (Depository Trust Company). • Handled specialized functions identifying trade status received from agent banks. • Built and maintained strong relationships with ~15 clients worldwide, and served as liaison between sub custodian and client, and internal divisions, ensuring executed, cleared trades. • Analyzed client trade tickets to ensure accurate information, cash, and shares. • Resolved trade discrepancies, and ensured proper clearing of ~80 trades per day at DTC (Depository Trust Company). • Handled specialized functions identifying trade status received from agent banks. • Built and maintained strong relationships with ~15 clients worldwide, and served as liaison between sub custodian and client, and internal divisions, ensuring executed, cleared trades. • Analyzed client trade tickets to ensure accurate information, cash, and shares.



State Street

• United States
• Financial Services
• 700 & Above Employee

• Senior Custody Specialist

  • May 2001 - May 2005

  • Monitored ~$50M securities and cash movements. • Ensured accuracy of 100+ trades per day (including Fidelity’s trades) and manual entries. • Trained, mentored, and supervised 3 team members (portfolio administrators). • Developed and sustained strong relationships with Fidelity employees (largest client), and resolved complex client and trading issues, exceeding service needs of high-profile clients. • Analyzed client portfolios to ensure client not over drafting fund with purchase and sales of securities (cash reconciliation). Show less