Experience

AXA Wealth

• United Kingdom
• Financial Services
• 100 - 200 Employee

• Quality Assurance Manager

  • Mar 2011 - Present

  Budget management of four cost centres: forecasting, reconciliation, accrual management, ledger assessment and reporting to ASi senior team on a monthly basisOn-boarding co-ordination: supporting a Distribution team that were establishing partnerships with Independent Financial Advisers, Affinity Partners & prospective B2B Partners. Compliance assurance: Business Continuity Planning, Third Party management, Regulatory and Compliance adherence.Project Office management: overseeing Programme planning, Project Control, Financial Management and Programme performance. Show less

• Elevate

  • Jun 2007 - Mar 2011

  Process Management and set up: drafted requirements, prepared, implemented all Operational process for the AXA Wealth Elevate Investment platform to meet regulatory and compliance need. On-boarding co-ordination: prepared and ensured successful building of Partner investment capability for every IFA company that joined the AXA Wealth Elevate investment platform.Architecture planning, development and delivery: developed a framework to ensure all business processes were fully documented, meeting both compliance and business requirement. Identified process improvement through the use of six sigma methodology. Show less



AXA Sunlife

• Team Manager

  • May 2005 - May 2007

  Team Management - Accountable for sales & purchase of stocks, shares and equities. Performance Development - Delivered and maintained a structured performance management programme. Nurtured and coached my team to ensure each individual maximise their potential. Financial Services Authority regulatory requirements – ensured that adequate control measures were in place and adhered to meet complex compliance criteria. Certificate in Life and Pensions, CF1 – achieved in January 2007 Show less