Experience

Mirae Asset Finance Company (Vietnam)

• Vietnam
• Financial Services
• 1 - 100 Employee

• Internal Audit Executive

  • Apr 2022 - Present

  - Work as PIC from checking the adequacy and consistency of the internal regulations and the compliance of the processes operating. - Review all internal regulations before issuing, ensure the compliance to law. - Join a team implementing the investigation when company have fraud cases with tasks: Find out the evidences, give the penalty (if any) according to internal code labor and make the final report sending to BOD. - Predict the potential risks due to the business operations do not comply with law, from there could consult to managers on law and audit solutions. Show less



FE CREDIT

• Vietnam
• Financial Services
• 700 & Above Employee

• External Affairs Specialist - Legal and Compliance Center

  • Nov 2016 - Mar 2022