Experience

EMQQ Global

• United States
• Financial Services
• 1 - 100 Employee

• Founder + Chief Investment Officer

  • Nov 2014 - 9 years 2 months

  San Francisco, CA The growth of consumption in Emerging & Frontier Markets represents one of the most significant investment opportunities in modern history. This growth is being fueled by the convergence of the Internet, Ecommerce and Mobile Technology. EMQQ Global helps investors access this story via three strategies: EMQQ, FMQQ, and INQQ. EMQQ strategy has been licensed as the basis for an ETF on the NYSE with tickers EMQQ, FMQQ, INQQ. EMQQglobal.com



Big Tree Capital LLC

• United States
• Investment Management

• CEO

  • Jan 2002 - 22 years

  San Francisco Big Tree Capital is a privately held family investment firm. www.bigtreecapital.com



AlphaShares, LLC

• Investment Management

• CEO

  • Jan 2007 - Jun 2013

  San Francisco, CA Founder, Chairman & CEO. AlphaShares, co-founded with Princeton Economist Dr. Burton G. Malkiel, conceived and launched several China focused ETFs in partnership with Guggenheim Investments which were subsequently acquired by INVESCO.



Natixis Global Asset Management

• United States
• Investment Banking

• CEO, Active Index Advisors

  • Jan 2002 - Dec 2006

  San Francisco, CA Founder, Chairman & CEO. Active Index Advisors, co-founded with Princeton Economist Dr. Burton G. Malkiel, pioneered multiple index and ETF based investment strategies. The AIA Active S&P 500 strategy has outperformed the S&P 500 on an after tax basis by an average of 3.8% annually since inception in 2002. This strategy is available through Morgan Stanley, Credit Suisse, LPL, Wells Fargo, Envestnet, UBS and Charles Schwab. AIA was also one of the first dedicated ETF Strategists, launching a… Show more Founder, Chairman & CEO. Active Index Advisors, co-founded with Princeton Economist Dr. Burton G. Malkiel, pioneered multiple index and ETF based investment strategies. The AIA Active S&P 500 strategy has outperformed the S&P 500 on an after tax basis by an average of 3.8% annually since inception in 2002. This strategy is available through Morgan Stanley, Credit Suisse, LPL, Wells Fargo, Envestnet, UBS and Charles Schwab. AIA was also one of the first dedicated ETF Strategists, launching a series of risk-based ETF only portfolios beginning in 2006. AIA Managed ETF Portfolios are available through Fidelity and Charles Schwab. www.activeindexing.com Show less



E*TRADE Financial Corporation

• United States
• Investment Banking
• 1 - 100 Employee

• CEO, eInvesting

  • Jun 1999 - Jul 2001

  San Francsico, CA Founder, Chairman & CEO of Electronic Investing Corporation (“eInvesting”). Conceived and led the development of the first scaled fractional share/dollar based investing platform. eInvesting allowed investors to trade stocks in dollar amounts instead of share amounts thus allowing for diversification of smaller portfolios. Mr. Carter led eInvesting from inception through its July 2000 acquisition by E*TRADE Group.



RS Investments

• United States
• Investment Management
• 1 - 100 Employee

• Asset Management

  • Jan 1992 - Dec 1993

  San Francisco