Experience

ICBC International

• Hong Kong
• Financial Services
• 200 - 300 Employee

• Sales Trader

  • Oct 2021 - Present



Essence International Financial Holdings Limited

• Hong Kong

• Senior Dealer

  • Mar 2018 - Present

   Executing orders of global equities, futures, and options for retail and institutional clients  Execute and reports on calendar spread trading, liquidations, portfolio trades, large single stock trades  Covered all aspects of the post booking trade life cycle, including monitoring trading position, issue confirmations and dealing with trade settlement issue  Work with operation team to ensure timely and accurate trade settlement  Executing orders of futures and stocks option.  Implement and execute client customization requests within the algorithmic trading platform  Risk monitoring, handle margin calls and perform liquidation  Ad hoc projects as assigned by superiors. Show less



SinoPac Securities (Asia) Limited

• China
• Financial Services
• 1 - 100 Employee

• Assistant Dealing Manager

  • Dec 2017 - Mar 2018

   Handle securities/futures dealing function for both local and foreign listed markets  Assist to supervise the dealing activities  Liaise with sales, customers and counterparties regarding the dealing matters  Problem shooting for any questionable fills or order  Provide appropriate customer services and support to house clients  Handle securities/futures dealing function for both local and foreign listed markets  Assist to supervise the dealing activities  Liaise with sales, customers and counterparties regarding the dealing matters  Problem shooting for any questionable fills or order  Provide appropriate customer services and support to house clients



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Product specialist trader

  • Mar 2017 - Aug 2017

   Execute US and European Equity orders, Fixed income, exchange traded options orders as well as FX orders through in house system and other professional platform for HNW clients and Relationship managers.  Process orders in different asset classes including Fixed income, Equity and Foreign Exchange  Provide Night Desk Service to Private Bank Clients, Investment consultants, and Relationship Managers.  Execute US and European Equity orders, Fixed income, exchange traded options orders as well as FX orders through in house system and other professional platform for HNW clients and Relationship managers.  Process orders in different asset classes including Fixed income, Equity and Foreign Exchange  Provide Night Desk Service to Private Bank Clients, Investment consultants, and Relationship Managers.



Essence Securities Co., Ltd

• China
• Investment Banking
• 200 - 300 Employee

• Dealer

  • Mar 2014 - Mar 2017

   Executes and reports on calendar spread trading, liquidations, portfolio trades, large single stock trades  Handle global securities, futures trading, and product inquires  Risk monitoring and handle margin calls  Responds to client and partner inquiries as needed.  Executes and reports on calendar spread trading, liquidations, portfolio trades, large single stock trades  Handle global securities, futures trading, and product inquires  Risk monitoring and handle margin calls  Responds to client and partner inquiries as needed.



Guang Dong

• US Stock Dealing Officer

  • Oct 2013 - Feb 2014

   Conduct equity research and analysis using Bloomberg terminal  Assisting in dealing of global equity  Provide latest companies, economic data, and events to clients.  Analyze market trend & provide advice to clients  Conduct equity research and analysis using Bloomberg terminal  Assisting in dealing of global equity  Provide latest companies, economic data, and events to clients.  Analyze market trend & provide advice to clients



Phillip Securities Group

• Hong Kong

• Dealing Assistant

  • May 2013 - Sep 2013

   Conduct equity research and analysis using Bloomberg terminal  Execute global equity dealing service for individual and institutional clients.  Implement and execute client customization requests within the algorithmic trading platform  Provide latest companies, economic data, and events to clients.  Analyze market trend & provide advice to clients  Conduct equity research and analysis using Bloomberg terminal  Execute global equity dealing service for individual and institutional clients.  Implement and execute client customization requests within the algorithmic trading platform  Provide latest companies, economic data, and events to clients.  Analyze market trend & provide advice to clients



Morgan Stanley

• United States
• Financial Services
• 700 & Above Employee

• Financial Intern

  • Sep 2012 - Dec 2012

  • Evaluate and compare the relative quality of various securities in a given industry • Interpret data affecting investment programs, such as price, yield, stability, future trends in investment risks, and economic influences. • Analyze financial information to produce forecasts of business, industry, and economic conditions for use in making investment decisions. • Constructed a well diversified portfolio for specific client • Evaluate and compare the relative quality of various securities in a given industry • Interpret data affecting investment programs, such as price, yield, stability, future trends in investment risks, and economic influences. • Analyze financial information to produce forecasts of business, industry, and economic conditions for use in making investment decisions. • Constructed a well diversified portfolio for specific client