Compliance & Legal

• Feb 2021 - Present

Manager - Compliance department

• Jan 2021 - Jan 2021

Compliance Officer

• Sep 2016 - Jan 2021

Responsibilities include ensuring the company complies with its outside regulatory requirements and internal policies - design or update internal policies to mitigate the risk of the company breaking laws and regulations, and lead internal audits of procedures. - organize regular training sessions for employees to communicate key regulatory changes and updates - work with business units and management to ensure appropriate contingency plans are in place that set guidelines on how to respond to a possible compliance breach - participated in IT Risk Management project/regulation advisory on Cyber and IT Risk' domestic/international Banking regulations Achievement: Large corporation working experience including interpersonal skill and field of responsibility/ Analytic methods on banking regulation and how to create proper control mechanism to keep such large corporation to comply with huge amount of regulation. Show less

Oversea contract management administrator

• Jul 2015 - Nov 2015

In consultation with Legal, prepare Dealer Agreements/Extensions and supporting documentation for Dealer appointments and maintain the appropriate filing system (soft and hard copies). Maintain the Dealer Agreement register, where relevant advise management 90 days prior to the end of the competitive Variation Agreement and initiate the extension process. • Complete and maintain all procedures and processes relating to Dealer management (appointment/maintenance/termination) including but not restricted to collecting the legal documents and proceeding legal checks (Watchdog) and collecting financials to facilitate risk management decision taking. • Maintain the Dealer information System Database for all brands. • Cooperate with other Departments in the development of systems updates to streamline dealer administrative procedures. Show less

Legal Trainee

• Jun 2014 - Aug 2014

Assigned to Litigation, Intellectual Property and Employment & Immigration Department assisting on lawsuit process/ cooperating with official concerning visa and work permit renewal, business and commercial registration /and commercial registration trademark and pattern registered or extending. Assigned to Litigation, Intellectual Property and Employment & Immigration Department assisting on lawsuit process/ cooperating with official concerning visa and work permit renewal, business and commercial registration /and commercial registration trademark and pattern registered or extending.