Freelancer

• Jan 2023 - Present

Senior Consultant

• Jun 2021 - Nov 2022

• Engaged in carrying out walkthroughs, test of design, test of effectiveness, ITGC and BP SOX testing and key report testing as part of SOX for an international IT company and Mortgage Lending. The engagement involved the following – (a) TOD – Performed design review as part of SOX for IT controls for 2 years (b) TOE – Performed effectiveness testing for ITGC and Business Process Controls for 7 quarters (c) Regulations of HUD, GNMA, and Reg-AB Revers (d) Origination, Servicing, and Forbearance & Bankruptcy of the Revers & Forward Loans (e) IT-SOX, BP-SOX (f)User change management on ITGC. • Understanding of the client’s needs and making proposal highlighting Protiviti’s advisory solutions that can help client in building stronger governance and control over the risk in the business. • Led and executed internal audits for hospital operations covering core operations such as procurement to pay, sales & marketing, inventory management, fixed asset, project management, HR & payroll, etc. • Spearheaded financial, operational, and IT general controls audits, aligning with a risk-based approach and supporting corporate strategic priorities. Managed end-to-end audit engagements, including planning, testing, and evaluation of processes and controls, ensuring alignment with IIA standards and Protivitis' methodologies. Played a pivotal role in maintaining SOX 404 compliance, consistently delivering effective and efficient audit services. • Led the process for internal controls over financial reporting and disclosure controls, ensuring strict adherence to SOX compliance requirements. Developed comprehensive control documentation and flowcharts, resulting in a robust control environment that effectively mitigated key business risks. • Played an integral role in proposal writing, contributing to the acquisition of new client projects and engagements. • Championed the development of innovative approaches, enhancing work processes, and driving performance improvement. Show less

Associate Consultant (Internal Audit)

• Aug 2018 - May 2021

•Responsible for planning audit scope, timely and effective execution of audit, process risk assessment, process gaps and control weaknesses, root cause analysis, providing recommendations and action through reporting. Carried out review of procure to pay process and a detailed review of Cash on delivery. •Led diverse engagements including SOX 404 assessments, Third Party Assurance, and IT controls assessments, collaborating with cross-functional teams to ensure timely and accurate project delivery. •Championed the development of innovative approaches, enhancing work processes, and driving performance improvement. Assesses organization-wide compliance with internal policies, data governance risks controls and procedures, laws and regulations, contractual terms and conditions, regulations and requirements, efficiency of operations, and accuracy of reporting. •Actively collaborated with cross-functional teams to provide control requirements and guidance, contributing to the successful execution of projects across the organization. Played a pivotal role in integrating best-in-class controls into various process areas, enhancing the integrity of the Company's control environment. •Demonstrated strong leadership by mentoring and guiding junior team members in audit activities and deliverables. Actively contributed to training, personal development plans, and performance reviews, fostering a culture of continuous learning and collaboration. Promoted open and constructive feedback within the team, contributing to professional growth and development. Demonstrated subject matter expertise in executing audit processes and engagements, contributing valuable insights to audit projects. Played a pivotal role in executing timely audits, developing audit planning processes, presenting independent audit opinions, and fostering collaboration with regulatory and internal divisional audits. Show less

Consultant (Internal Audit)

• Mar 2017 - Aug 2018

• Acted as (PMO) Project Management Office for several projects. Responsible for sharing client deliverables. The project involved review of areas such as product commissioning, warranty controls, customer complaints and resolution, monitoring of defectives and scrap management. I have also led an SOP implementation exercise for the client covering key business processes such as management of defective parts, warranty claim management, returnable merchandise authorization (RMA) management etc. • Have handled overseas project for African client where simultaneously executed 4 subsidiary company audits within tough timelines. For such work got praised by management. • Imparting continuous on job training to the new joiners for enhancing their technical knowledge, productivity & operational efficiencies through knowledge enhancement /skill building. • Performed on-site controls testing for various processes like procure to pay, payroll and order to cash. Evaluating internal control systems / procedures, preparing audit reports and management letter with a view to highlight the shortcomings, and implementing necessary recommendations. • Led a team of trusted audit professionals to provide strategic guidance and independent oversight across all areas of the client. Conducted due diligence with unwavering integrity to mitigate potential risks, specializing in various businesses within the organization. • Provided recommendations at all levels to enhance operational performance, fostering meaningful process improvements, and ensuring compliance with internal and external regulations. Leveraged data analysis, collaboration with stakeholders, and insightful presentations to proactively manage current and future risks, contributing to smooth daily operations for customers. Show less

Analyst (Internal Audit)

• Jun 2015 - Mar 2017

• Have conducted multiple internal audits covering core areas of the company such as Order to Cash cycle, Procurement to Pay cycle, Inventory management, Scrap Management, Security review, and Compliance review. • Ensured deliverables are issued within the timelines, identified cash saving opportunities, satisfying the client’s requirement, preparing final report and audit committee presentations. • Reviewed, documented, evaluated, and tested business processes and internal controls for design and operational effectiveness across diverse industries. Developed comprehensive client deliverables, including risk assessments, analyses, recommendations, and well-structured reporting documentation. • Led and executed financial, operational, and IT general controls audits, aligning with risk-based priorities and contributing to the successful implementation of the SOX 404 compliance program. Ensured thorough and efficient testing of processes and controls, consistently adhering to IIA standards methodology, and GRC protocols. Demonstrated expertise in identifying findings, generating value-added recommendations, and promptly addressing QA and engagement review notes to maintain audit timelines. • Established and maintained strong client relationships by fostering open communication and collaboration. Effectively identified and communicated risks, assessed process and control effectiveness, and recommended efficiencies as needed. Kept audit leaders informed throughout engagement lifecycles and cultivated relationships with peers and senior managers beyond engagement interactions. • Nurtured a collaborative and feedback-driven team environment, encouraging open communication and constructive feedback. Actively participated in personal development plans, training, and performance reviews to support team growth. Promoted a culture of continuous learning and accountability within the team. Show less

Summer intern

• Jun 2014 - Aug 2014