Tawan Asawapattanakul
AVP - Legal at Sumitomo Mitsui Trust Bank (Thai) PCL- Claim this Profile
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Bio
Experience
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Sumitomo Mitsui Trust Bank (Thai) PCL
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Financial Services
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1 - 100 Employee
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AVP - Legal
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فبراير 2017 - - الحالي
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Senior Legal Counselor
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أغسطس 2014 - يوليو 2016
• Reviews and provides comments on commercial and financial agreements including shareholders’ agreements, share/ asset acquisition agreements, lease agreements, credit facility agreements and security documents.• Reviews agreements and advises on matters relating to securities activities of the Bank, Securities Company and Asset Management Company such as underwriting agreements, custodian agreements, brokerage agreements, property funds’ project documents, REIT set up and project documents, engagement letters.• Deals with legal issues regarding securities laws and corporate laws. Handles legal matters relating to customers business as assigned.
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Associate
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فبراير 2013 - يوليو 2014
Reviewed and provided comments on commercial and financial contracts. Provided legal opinions and advices on transactions and activities relating to banking, securities and corporate laws.Conducted due diligence on companies and provided legal opinions on the outcome. Worked as a team member of projects relating to financial and securities laws. Reviewed and provided comments on commercial and financial contracts. Provided legal opinions and advices on transactions and activities relating to banking, securities and corporate laws.Conducted due diligence on companies and provided legal opinions on the outcome. Worked as a team member of projects relating to financial and securities laws.
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Legal Officer
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سبتمبر 2009 - يناير 2013
Handled matters involving securities laws amendments: prepare, review and revise draft laws in a consistent manner with SEC policy. Conducted research on foreign securities laws and regulations, including regulatory development tendencies. Review new draft laws relevant to SEC as assigned.Reviewed, revised and provided opinions on bilateral/multilateral memorandum of understanding and commercial contracts.Administered and provided legal opinions on rules and regulations regarding securities issuance, corporate governance, investor protection, takeover activity, and auditors, financial advisors and property valuers’ approval. Drafted and revised those rules and regulations as assigned.Administered and provided legal opinions on rules and regulations regarding securities brokerage, dealing, underwriting and other securities businesses. Drafted and revised those rules and regulations as assigned.
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Attorney
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مارس 2007 - أبريل 2008
Handled corporate law matters, including limited company formation, capital increase and dissolution. Performed research and drafted memoranda on corporate law issues. Conducted due diligence in preparation for property acquisition. Drafted agreements for purchase and sale of properties. Assisted and advised clients in obtaining required personal and financial documents. Represented clients for title conveyance at the land office. Handled corporate law matters, including limited company formation, capital increase and dissolution. Performed research and drafted memoranda on corporate law issues. Conducted due diligence in preparation for property acquisition. Drafted agreements for purchase and sale of properties. Assisted and advised clients in obtaining required personal and financial documents. Represented clients for title conveyance at the land office.
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Education
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Boston University School of Law, Boston, MA
LL.M. (Master of Laws) in Banking and Financial Law, Concentration in International Banking and Financial Law -
Chulalongkorn University, Bangkok, Thailand
LL.B. (Bachelor of Laws) with honors