Experience

Retirement Clearinghouse

• United States
• Financial Services
• 1 - 100 Employee

• SVP- Senior Financial and Enterprise Risk Officer

  • Apr 2010 - Present

  A member of the Executive Leadership Team, I am responsible for corporate financial accounting & reporting and for broker-dealer reporting. I have over 30 years of business operations, accounting and finance experience in a variety of industries, including financial services, non-profit, print & broadcast media and manufacturing, and holds a FINRA series 28 designation. I have previously been responsible as Head of Operations for managing the firm’s back office operations for RCH Shareholder Services LLC -- RCH’s SEC-regulated transfer agency, and the RCH Client Services team, which serves RCH’s institutional clients. In this role, I also had responsibility for overseeing the firm’s human resources function. I also head the Enterprise Risk department of RCH overseeing Enterprise Risk and Compliance for RCH. Show less



Accounting

• Accounting