Tanya (Cunningham) James

Head of Compliance at Lakemore Partners
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Contact Information
us****@****om
(386) 825-5501
Location
London, England, United Kingdom, UK
Skills

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Bio

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Credentials

  • DIFC Rules and Regulations
    The Chartered Institute for Securities & Investment (The CISI)
    Jun, 2022
    - Oct, 2024
  • Derivatives Level 4
    The Chartered Institute for Securities & Investment (The CISI)
    Aug, 2017
    - Oct, 2024
  • Investment, Risk and Taxation Level 4
    Chartered Institute for Securities & Investment (CISI)
    Feb, 2017
    - Oct, 2024
  • Combating Financial Crime
    Chartered Institute for Securities & Investment (CISI)
    Oct, 2016
    - Oct, 2024
  • Certificate in Mortgage Advice & Practice (CeMap)
    Institute of Financial Services
    Sep, 2016
    - Oct, 2024
  • Introduction to Investment and Securities
    Chartered Institute for Securities & Investment (CISI)
    Jun, 2016
    - Oct, 2024
  • R01 (Financial Services, Regulation and Ethics)
    Chartered Insurance Institute
    Mar, 2012
    - Oct, 2024
  • CeFA 1-4 (Certificate For Financial Advisers)
    Institute of Financial Services
    May, 2009
    - Oct, 2024

Experience

  • Lakemore Partners
    • United Kingdom
    • Investment Management
    • 1 - 100 Employee
    • Head of Compliance
      • Jul 2021 - Present
  • First Abu Dhabi Bank (FAB)
    • United Arab Emirates
    • Banking
    • 700 & Above Employee
    • Compliance Advisory
      • Oct 2017 - Jul 2021
  • HSBC
    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Compliance Manager
      • Apr 2017 - Oct 2017
  • J.P. Morgan
    • United States
    • Financial Services
    • 700 & Above Employee
    • Vice President Private Banking
      • May 2016 - Apr 2017
  • Standard Chartered Bank
    • Singapore
    • Financial Services
    • 100 - 200 Employee
    • Senior Regulatory Change Manager, Compliance Europe Region
      • Jul 2015 - May 2016

      Compliance Advisory role not Project Management Compliance Advisory role not Project Management

  • Coutts
    • United Kingdom
    • Banking
    • 700 & Above Employee
    • Wealth Regulatory Affairs and Regulatory Projects, Chief Operating Office
      • Jul 2013 - Jul 2015
  • Santander UK
    • United Kingdom
    • Banking
    • 700 & Above Employee
    • Compliance and Regulatory Affairs
      • Jan 2010 - Jul 2013

Education

  • The Chartered Institute for Securities & Investment (The CISI)
    DIFC Rules and Regulation Certificate
    2022 - 2022
  • The Chartered Institute for Securities & Investment (The CISI)
    Investment Operations Certificate (Dubai), Compliance
    2022 - 2022
  • International Compliance Association
    Diploma in Financial Crime Prevention
    2019 - 2020
  • Chartered Institute for Securities & Investment
    CISI Level 4 Diploma in Investment Advice (Derivatives)
    2017 - 2017
  • Chartered Institute for Securities and Investment
    Diploma in Investment Compliance Level 6
    2016 - 2017
  • University of Law
    Master’s Degree, Masters in Legal Practice (LLM & LPC)
    2014 - 2016
  • Manchester Business School
    International Diploma in Compliance, Compliance
    2012 - 2013
  • UCL
    Master’s Degree, LLM in Banking Law and Financial Regulation
    2008 - 2010
  • Kingston University - Company
    Bachelor’s Degree, Law with Honours
    2004 - 2007

Community

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