Tai Fayose

Director, Head of Compliance & MLRO (SMF16 & SMF17) at British International Investment
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Contact Information
us****@****om
(386) 825-5501
Location
Victoria, England, United Kingdom, UK

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Credentials

  • SMF16 (Compliance oversight) & SMF17 (Money Laundering Reporting Officer)
    Financial Conduct Authority
    Sep, 2021
    - Nov, 2024

Experience

  • British International Investment
    • United Kingdom
    • Financial Services
    • 300 - 400 Employee
    • Director, Head of Compliance & MLRO (SMF16 & SMF17)
      • Sep 2021 - Present

    • Head of Financial Crime Compliance
      • Apr 2021 - Sep 2021

    • Deputy MLRO & Compliance Officer - Business Integrity & Compliance
      • Oct 2019 - Apr 2021

    • Executive - Business Integrity & Compliance
      • Jun 2018 - Oct 2019

  • AspireXAccess
    • United Kingdom
    • Co-Founder
      • Oct 2020 - Present

  • Barclays
    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Global Financial Crime: Financial Crime Regulation/Assurance/Issues Management
      • Jan 2016 - Jun 2018

  • Barclays Wealth Management
    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Senior Financial Crime Advisor Wealth and Investments (Secondment)
      • Apr 2017 - Oct 2017

  • Neuberger Berman
    • United States
    • Financial Services
    • 700 & Above Employee
    • VP - Compliance Officer EMEA and LATAM
      • Nov 2013 - Dec 2015

      Financial Regulation and Financial Crime Compliance (Deputy MLRO) Financial Regulation and Financial Crime Compliance (Deputy MLRO)

  • Smith & Williamson
    • United Kingdom
    • Financial Services
    • 400 - 500 Employee
    • Compliance Officer
      • Dec 2008 - Nov 2013

      Financial Regulation and Financial Crime Compliance Financial Regulation and Financial Crime Compliance

Education

  • College of Law, London
    Legal Practice Course, Corporate & Commercial
    2006 - 2007
  • International Compliance Association (ICA)
    Specialist Certificate in Trade based Money Laundering, Distinction
    2018 - 2018
  • Chartered Institute for Securities & Investment
    Investment Compliance Diploma
    2010 - 2011
  • Queen Mary University of London
    Master of Laws - LLM (Intercollegiate programme), Banking and Finance Law
    2004 - 2005
  • University of Hertfordshire
    Bachelor of Laws - LLB (Hons)
    2001 - 2004

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