Experience

Yarra Capital Management

• Australia
• Financial Services
• 1 - 100 Employee

• Head of Risk & Compliance

  • Mar 2023 - Present

• Senior Manager, Governance, Risk & Compliance

  • Sep 2022 - Mar 2023

• Manager, Governance, Risk & Compliance

  • Nov 2017 - Sep 2022


Bennelong Funds Management
• Australia
• Financial Services
• 1 - 100 Employee
• Head of Compliance

  • Oct 2015 - Oct 2017


JBWere

• Australia
• Financial Services
• 400 - 500 Employee

• Risk & Compliance Analyst

  • Dec 2012 - Sep 2015

  Provide ongoing advice and guidance to to staff on regulatory and compliance matters, including AML/CTF, ASIC Market Integrity Rules, client advice. Implementation and ongoing maintenance of policy, procedures and training including Chinese Walls and management of client complaints. Provide ongoing advice and guidance to to staff on regulatory and compliance matters, including AML/CTF, ASIC Market Integrity Rules, client advice. Implementation and ongoing maintenance of policy, procedures and training including Chinese Walls and management of client complaints.



Australian Unity

• Australia
• Wellness and Fitness Services
• 700 & Above Employee

• Compliance Manager - Investments

  • Sep 2012 - Nov 2012

  Implementation and ongoing operation of compliance programs. Ongoing monitoring and reporting on adherence to regulatory, licensing and external membership body requirements, policy and procedures Implementation and ongoing operation of compliance programs. Ongoing monitoring and reporting on adherence to regulatory, licensing and external membership body requirements, policy and procedures



currently seeking new opportunities

• United States
• Software Development
• 300 - 400 Employee

• Compliance Professional

  • May 2012 - Aug 2012

  Back from travelling northern America and ready for a new challenge. Back from travelling northern America and ready for a new challenge.



Goldman Sachs

• United States
• Financial Services
• 700 & Above Employee

• Associate - Compliance

  • Oct 2006 - Apr 2011

  Implementation and ongoing operation of compliance programs within Asset Management including policy, procedures, testing and training. Implementation and ongoing operation of compliance programs within Asset Management including policy, procedures, testing and training.



Visy Industries

• Administration Assistant

  • Mar 2005 - Oct 2006

  Management of company mobile phone account. Support of office administration, reception and commercial/procurement teams. Management of company mobile phone account. Support of office administration, reception and commercial/procurement teams.



National Australia Bank

• United Kingdom
• Banking
• 1 - 100 Employee

• Market Research, Customer Research Centre

  • Mar 2002 - Mar 2005

  Supervision of staff and monitoring of call quality. Conduct customer satisfaction surveys with existing bank clients. Supervision of staff and monitoring of call quality. Conduct customer satisfaction surveys with existing bank clients.