Sum Cho

Compliance Monitoring Manager at Bupa International Limited
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Contact Information
us****@****om
(386) 825-5501
Location
Hong Kong SAR, HK
Languages
  • English -
  • Putonghua Full professional proficiency
  • French Elementary proficiency
Skills

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Credentials

  • Associate Anti-Money Laundering Professional
    The Hong Kong Institute of Bankers
    Jan, 2020
    - Oct, 2024
  • CFE
    Association of Certified Fraud Examiners (ACFE)
    Oct, 2017
    - Oct, 2024
  • CAMS Certified Member
    ACAMS
    Oct, 2015
    - Oct, 2024
  • Certified Public Accountant
    HKICPA
    Jan, 2013
    - Oct, 2024
  • Certified Information Systems Auditor (CISA)
    ISACA

Experience

  • Bupa International Limited
    • United Kingdom
    • Insurance
    • 1 - 100 Employee
    • Compliance Monitoring Manager
      • Feb 2020 - Present

  • China CITIC Bank International Limited
    • Banking
    • 700 & Above Employee
    • AML Compliance Monitoring AVP
      • Jun 2019 - Feb 2020

  • Bank of China (Hong Kong)
    • Banking
    • 700 & Above Employee
    • Audit Manager
      • Jul 2016 - Nov 2018

      Conduct audits on the AML controls of the banking and insurance businesses in the APAC region. Conduct audits on the AML controls of the banking and insurance businesses in the APAC region.

  • PricewaterhouseCoopers
    • 1 - 100 Employee
    • Senior Associate
      • May 2014 - Jul 2016

      I was specialised in AML and CTF related regulatory complaince and bank audit. I have participated in projects involving:- AML/ CFT policy gap analysis and policy uplift- Designing compliance testing procedures against ML/ TF- AML/ CFT institutional risk assessment review- Loan portfolio impairment assessment and trend analysis- Net interest income ratio and trend analysis- Issuing Undated Non-cumulative Subordinated Tier 1 Capital Securities I was specialised in AML and CTF related regulatory complaince and bank audit. I have participated in projects involving:- AML/ CFT policy gap analysis and policy uplift- Designing compliance testing procedures against ML/ TF- AML/ CFT institutional risk assessment review- Loan portfolio impairment assessment and trend analysis- Net interest income ratio and trend analysis- Issuing Undated Non-cumulative Subordinated Tier 1 Capital Securities

  • Deloitte
    • Business Consulting and Services
    • 700 & Above Employee
    • Audit Senior
      • Nov 2010 - Apr 2014

      In charge of audit of various industries: mining, hotel, manufacturing and travel- Specialised in business valuation and liquidity assessment In charge of audit of various industries: mining, hotel, manufacturing and travel- Specialised in business valuation and liquidity assessment

  • BDO Limited
    • Virgin Islands, British
    • Accounting
    • 1 - 100 Employee
    • Audit Associate
      • Oct 2009 - Nov 2010

Education

  • City University of Hong Kong
    Master's degree, Law in Arbitration and Dispute Resolution
    2019 - 2021
  • University of London
    Bachelor of Laws (LLB), Law
    2010 - 2014
  • The Chinese University of Hong Kong
    Professional Accountancy, Accounting
    2006 - 2009

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