Experience

Undisclosed

• Financial Services
• 700 & Above Employee

• Analyst

  • Jun 2020 - Present

  • Prepared KYC Due Diligence profiles on a wide range of entity types (Trusts, LLC's, Partnerships, and Corporations). • Review CIP, EDD, CDD, ADD, source of wealth, transaction review, screening the related party, source of funds this ensures that they have a business incorporation certificate number, passport, government ID, W-8 Ben, and W9. • Review passport, and EIN, SSN, TIN, FEIN are available and accurate in order to provide a concise analysis. • Customer Identification Process as it pertains to corporations and individual client. • Analyzed new/prospective clients including Enhanced Due Diligence synthesized finding and assessed risk levels. Show less



Sumitomo Mitsui Banking Corporation

• United States
• Financial Services
• 700 & Above Employee

• AML Analyst

  • Feb 2020 - Mar 2020

  • Review and investigate alerts generated by [Mantas]. Recognize red flags for wire cases. • Review alerts or exceptions generated by the Mantas transaction monitoring system or other internal and external sources. • Documenting alerts investigations. Using Google, World Check, Internal Databases and other available sources. • Working in conjunction with the FIU Compliance team in NY and Japan where necessary to identify, investigate, and escalate transactions that represent unusual or potentially suspicious activity. • Review and investigate cases, and conduct internal reviews, according to the procedure, and industry red flags. • Assist with drafting and filing SARs consistent with the Financial Crimes Enforcement Network (FinCEN) requirements. • Review wires, checks, and cash-related activities that have been alerted due to high-risk indicators that may also contain violations. Show less



JPMorgan Chase & Co.

• United States
• Financial Services
• 700 & Above Employee

• AML Analyst

  • Jun 2019 - Dec 2019

  • Review alerts generated from the Bank’s AML monitoring system Actimize, and analyze questionable activity detected. • Writing a comprehensive analysis of the account activity to support the appropriate disposition of closing a case. • Draft a SAR narrative documenting all the findings, research, and negative media and prepare a case file for a secondary review. • Monitor transactions that are alerted by the bank’s system that is deemed to be suspicious and requires investigation. • Identify alerting transactions, and determine whether the transactions are structured to avoid currency transaction reporting threshold. • Identify transactions that are large round /non-round dollar amounts. Identify the beneficiaries and the originator of the transactions. Show less



Mega Bank

• United States
• Banking
• 1 - 100 Employee

• AML Analyst

  • Jun 2018 - Jun 2019

  • Prepare SAR forms and narratives following the guidelines prescribed by both the BSA department and FinCEN. • Review alerts generated from the Bank’s AML monitoring system Actimize, and analyze questionable activity detected. • Conduct in-depth research into customer accounts, and determine if the activity is reasonable with the purpose of the account. • Perform independent analysis for cases involving suspicious activity including structuring, unusual transactions. • Manage cases of potentially suspicious activity from the AML monitoring system, including analysis of transactions. • Analyze client data, documentation, and negative news in order to determine the client risk profile as established under the • Conduct investigations into a customer relationship with the ability to research counterparties and detect suspicious patterns/transactions and prepare an analysis. Show less



Citigroup

• New York, New York, United States

• AML Analyst

  • Mar 2018 - Jun 2018

  • Prepares suspicious activity reports in compliance with established regulatory guidelines and time frames. • Complete projects pertaining to client reviews such as periodic reviews, and PEP account reviews. • Reviews and analyses suspicious activity, providing appropriate responses and follow-up on areas requiring attention. • Analysed new prospective clients including enhanced due diligence synthesized finding and assessed risk levels. • Research verifying parties involved in suspicious transactions against various databases, Lexis Nexis, and internet searches. • Cross-checking the screening results with customer documentation and other information sourced either internally or from approved third-party sources/databases. • Document investigation steps performed, recommend cases for SAR/No SAR decisions and document the rationale for the decision. Show less



CardWorks

• United States
• Financial Services
• 500 - 600 Employee

• AML Analyst

  • Jul 2017 - Mar 2018

  • Supervised junior staff ensuring that cases were completed, and SARs were drafted in accordance with the regulation. • Writing a comprehensive analysis of the account activity to support the disposition to close a case or file a SAR. • Conduct additional research/review of transactional history as necessary in determining the correct disposition. • Review and investigate transaction patterns utilizing the transaction monitoring tool, and internal Customer Due Diligence tool. • Verify account activity and take appropriate action to minimize potential fraud loss as well as customer dissatisfaction. • Reviews all related wires, and performs research to flag AML issues. Conducts investigations and inquiries on suspicious accounts. Performs review and processing of more complex check and debit transactions to detect/flag and resolve fraudulent activity. Monitors high-risk queues to detect both debit and check fraud. Reviews more complex AML alerts and high-risk accounts received. Show less