Experience

RumbleOn

• United States
• Retail Motor Vehicles
• 100 - 200 Employee

• Director of Internal Audit

  • Apr 2023 - Present

  Dallas, Texas, United States

• Sr Manager Internal Audit

  • Jan 2023 - Mar 2023

  Dallas, Texas, United States



Ecobat

• United States
• Mining
• 1 - 100 Employee

• Enterprise Risk Manager

  • Nov 2021 - Dec 2022

  Dallas, Texas, United States



Harris Dickey; VIP; RGP

• Risk & Controls Advisor

  • Jan 2019 - Nov 2021

  Dallas/Fort Worth Area Provide internal audit services relating to all facets of internal audit operations including risk assessment, planning, audit execution, quality and reporting. • Conducted EQA (QAR) Readiness for the Internal Audit Function of a global Oil & Gas company. • Designed scalable processes and controls for all key back office processes of a startup healthcare services provider to support future high growth plans. •Developed an Integration Playbook that resulted in an efficient and… Show more Provide internal audit services relating to all facets of internal audit operations including risk assessment, planning, audit execution, quality and reporting. • Conducted EQA (QAR) Readiness for the Internal Audit Function of a global Oil & Gas company. • Designed scalable processes and controls for all key back office processes of a startup healthcare services provider to support future high growth plans. •Developed an Integration Playbook that resulted in an efficient and repeatable integration process to support multiple acquisitions per year in pursuit of growth targets. • Implemented the initial SOX program approach and deliverables to support IPO / SPAC readiness activities of a $500M logistics company. • Supported IA team of $1.5B oil & gas exploration company by executing SOX testing. • Improved HR processes by creating an employee handbook for Canadian entities of a global distribution company. Show less



RealPage, Inc.

• United States
• Software Development
• 700 & Above Employee

• Sr. Director Internal Audit & Compliance (Chief Audit Executive)

  • Jun 2017 - Jan 2019

  Dallas/Fort Worth Area Responsible for leading the global internal audit function by providing assurance and consulting activities that help the company achieve its strategic goals by ensuring risks are properly mitigated. • Planned and coordinated all SOX activities • Evaluated controls relating to the implementation of ASC 606 revenue recognition standard • Responsible for the creation of the annual internal audit plan • Communicate internal audit updates to the Audit Committee and… Show more Responsible for leading the global internal audit function by providing assurance and consulting activities that help the company achieve its strategic goals by ensuring risks are properly mitigated. • Planned and coordinated all SOX activities • Evaluated controls relating to the implementation of ASC 606 revenue recognition standard • Responsible for the creation of the annual internal audit plan • Communicate internal audit updates to the Audit Committee and CFO • Conducted remediation testing relating to a fraudulent event to ensure the issue has been corrected and sufficient controls were implemented to prevent future incidents • Designed and implemented a process to efficiently evaluate the SOX implications of newly acquired companies as part of the post integration activities • Provided confirmatory procedures as part of the company’s due diligence process • Oversee planning and execution of financial audits relating to revenue recognition that are relied upon by the external auditor • Conducted operational audits relating to company’s procurement processes, leasing insurance products, treasury functions and HR functions to ensure processes and controls are effective and risks are appropriately mitigated Show less



RH Management Consultants; RGP; BDO; Harris Dickey

• Risk & Controls Advisor

  • Jun 2015 - May 2017

  Dallas/Fort Worth Area quality and reporting. • Provided engagement updates to Audit Committee and Executive Leadership. • Oversaw various operational, financial and compliance audits for companies in the real estate, logistics, government, aviation, midstream oil & gas and consumer products industries relating to: o Purchase Price Accounting o Compliance Evaluation with Statutory Broker Regulations o Franchise Audits o SOX Program Design and Ongoing Testing for a Midstream Oil & Gas… Show more quality and reporting. • Provided engagement updates to Audit Committee and Executive Leadership. • Oversaw various operational, financial and compliance audits for companies in the real estate, logistics, government, aviation, midstream oil & gas and consumer products industries relating to: o Purchase Price Accounting o Compliance Evaluation with Statutory Broker Regulations o Franchise Audits o SOX Program Design and Ongoing Testing for a Midstream Oil & Gas Company o Control Assessment for Procure-to-Pay and Inventory Processes o Cost Allocation Methodology o External QAR • Responsible for managing the SOX program implementation of a large accelerated filer in the pharmaceutical industry managing a team of 5 individuals while coordinating with the external auditors to ensure to meet compliance requirements. Successfully implemented the program and met external auditor expectations in a 5-month timeframe. • Responsible for the redesign of the entire SOX program in preparation for the external auditor’s opinion on ICFR of a $700M midstream oil & gas company. Show less



Research Now

• Canada
• Market Research

• Director, Risk Management & Compliance

  • Apr 2011 - May 2015

  Dallas/Fort Worth Area Global pre-IPO technology company generating over $350M in sales that provides permission based online data collection to assist their clients in performing market research. Director, Risk Management & Compliance 2013 - 2015 Sr. Manager, Risk Management & Compliance 2011 - 2013 Responsible for the creation of the internal audit function of up to 8 resources focused primarily on IPO readiness activities including SOX program implementation and… Show more Global pre-IPO technology company generating over $350M in sales that provides permission based online data collection to assist their clients in performing market research. Director, Risk Management & Compliance 2013 - 2015 Sr. Manager, Risk Management & Compliance 2011 - 2013 Responsible for the creation of the internal audit function of up to 8 resources focused primarily on IPO readiness activities including SOX program implementation and quarterly financial audits. Furthermore, responsible for risk management, due diligence assistance and other audits (ie. operational, compliance and fraud audits) as requested by management. Also responsible for the preparation and/or communication of audit & risk management results to the Audit Committee, Executive team and various business leaders. • Facilitated the creation of the internal audit department by aligning the department’s activities to meet the needs of the business. Continuously focused on improving the quality of department audit reports and deliverables to conform with the International Standards for the Professional Practice of Internal Auditing • Developed strategic risk assessment approach based upon COSO’s ERM framework and presented results to Executive Leadership Team to support annual business plan. • Identified gaps in accounting processes in high risk areas relating to accrued revenue and expenses and implemented control enhancements to mitigate future risks. • Identified and facilitated the remediation efforts for over 100 control deficiencies resulting in no further material weaknesses or significant deficiencies. Show less



Resources Global Professionals

• United States
• Business Consulting and Services
• 100 - 200 Employee

• Internal Audit & Risk Consultant

  • Mar 2010 - Apr 2011

  Dallas/Fort Worth Area • Internal audit service line expert for the Dallas/Ft Worth office • Conducted risk assessment relating to a pre-IPO financial services company. Developed audit plan to further validate the effectiveness of the risk management strategies. Communicated results to the CFO and Corporate Controller.



RSM McGladrey

• India
• Appliances, Electrical, and Electronics Manufacturing

• Director - Consulting Services

  • May 2008 - Feb 2009

  Greater Seattle Area 5th largest public accounting, tax and business consulting firm in the nation. Responsible for the delivery of internal audit services and engagement oversight while developing and maintaining client relationships. Further responsible for mentoring a local team of 5 consultants. • Developed and performed an effectiveness assessment of an internal audit department for an auto finance company resulting in reduced costs and increased value by the internal audit… Show more 5th largest public accounting, tax and business consulting firm in the nation. Responsible for the delivery of internal audit services and engagement oversight while developing and maintaining client relationships. Further responsible for mentoring a local team of 5 consultants. • Developed and performed an effectiveness assessment of an internal audit department for an auto finance company resulting in reduced costs and increased value by the internal audit department. • Responsible for communicating project objectives, status and results to BOD, Audit Committee and Executive management. • Completed SOX engagements for several regional community banks, commercial banks and biotech companies. • Guided market development strategies resulting in more than $700,000 in new/prospective business during economic recession. Show less



Accretive Solutions

• United States
• Business Consulting and Services
• 100 - 200 Employee

• Sr Manager - Enterprise Governance Services

  • Mar 2006 - May 2008

  Dallas/Fort Worth Area National consulting firm specializing in Accounting & Finance, Enterprise Governance and Business & Technology services. Sr. Manager – Enterprise Governance Services 2007 - 2008 Manager – Enterprise Governance Services 2006 - 2007 Responsible for the delivery of internal audit services and engagement oversight while developing and maintaining client relationships. Managed multiple engagement teams of up 10 to consultants. • Conducted… Show more National consulting firm specializing in Accounting & Finance, Enterprise Governance and Business & Technology services. Sr. Manager – Enterprise Governance Services 2007 - 2008 Manager – Enterprise Governance Services 2006 - 2007 Responsible for the delivery of internal audit services and engagement oversight while developing and maintaining client relationships. Managed multiple engagement teams of up 10 to consultants. • Conducted enterprise risk assessment for a high growth natural gas distribution company used to develop business and internal audit plans. • Managed SOX implementations for high growth telecommunications, entertainment and distribution companies. • Collaborated with IT Risk Management department ensuring IT controls testing was adequate. • Provided QAR readiness training to ensure compliance with the IIA Standards • Led proposal team and managed engagements resulting in > $1.5M of new business. Show less



Ernst & Young

• China
• Accounting
• 700 & Above Employee

• Manager - Business Risk Services

  • Jun 2004 - Mar 2006

  Dallas/Fort Worth Area Responsible for managing SOX implementation teams for large global companies while ensuring compliance with firm quality standards. Managed multiple engagement teams of up to 15 consultants. • Team lead for SOX implementation activities for global manufacturing and oilfield services companies. • Provide SOX training for business process owners.