Steve Y. Lehrer
VP - Internal Audit at Bank of China USA- Claim this Profile
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Bio
Credentials
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Certified Public Accountant
NASBA -
Chartered Global Management Accountant
AICPA
Experience
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Bank of China USA
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United States
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Banking
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100 - 200 Employee
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VP - Internal Audit
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May 2021 - Present
Plan, perform and lead internal audits including staff supervision. • Perform audits of branch, ESG, regulatory reporting, BCP. • Update quarterly business monitoring and risk assessments. • Perform validation over internal audit and external regulatory findings. Plan, perform and lead internal audits including staff supervision. • Perform audits of branch, ESG, regulatory reporting, BCP. • Update quarterly business monitoring and risk assessments. • Perform validation over internal audit and external regulatory findings.
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Citibank
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Banking
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700 & Above Employee
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VP Audit Manager - Internal audit
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Jul 2020 - Nov 2021
Planned, perform and lead internal audits including staff supervision. • Prepared and presented audit reports to Stakeholders, Director and Chief Auditor. • Worked closely with the Director to promptly resolve client issues. • Facilitated and participated in Stakeholder opening, status and closing meetings. • Participated in quarterly business monitoring and annual risk assessments. • Performed validation over internal audit and external regulatory findings. Planned, perform and lead internal audits including staff supervision. • Prepared and presented audit reports to Stakeholders, Director and Chief Auditor. • Worked closely with the Director to promptly resolve client issues. • Facilitated and participated in Stakeholder opening, status and closing meetings. • Participated in quarterly business monitoring and annual risk assessments. • Performed validation over internal audit and external regulatory findings.
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Deutsche Bank
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Germany
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Financial Services
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700 & Above Employee
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VP - Principal Lead Auditor
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Aug 2017 - Jul 2020
• Lead regulatory reporting and CCAR audits of FR Y-14M, FR Y-14Q, FR Y-14A, FR Y-9C and FFIEC 002 submissions, data lineage and data tracing. • Perform Agile audits and act as scrum master. • Participate in the Innovation Counsel and implement Group Audit methodology. • Perform validation over internal audit findings, MOUs, MRAs and MRIAs. • Prepare and present audit reports to Stakeholders, Chief Auditor and Head of Audit. • Facilitate and participate in Stakeholder opening, status and closing meetings. • Partner with other audit teams to provide an integrated approach to front to back audits.
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Parkview Risk Advisors
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United States
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Business Consulting and Services
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Owner, Managing Member
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Feb 2009 - Aug 2017
Clients included: Investment Bank, Hedge Fund, Registered Investment Company, Commercial Bank, Regional Bank, Alternative Investment Trade Finance Fund, Major Retail Company. • Designed internal control frameworks, and assisted in the design of the Audit Universe • Implemented formal policies and procedures guidelines. • Coordinated with Executive and Senior Management, external auditors and regulators. • Lead financial and operational audit engagements, and identified inherent risks and control objectives • Tested client procurement and servicing / KYC and infrastructure management. • Conducted entitlements testing across product lines utilizing CAAT tool. • Supervised SOX 404 compliance audits. • Evaluated disaster recovery / business continuity programs. • Conducted IT general computer controls reviews.
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EisnerAmper
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United States
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Accounting
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700 & Above Employee
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Senior Manager
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Oct 2005 - Feb 2009
•Planned, supervised and managed SOX 404, regulatory, compliance, financial and internal audits at large and small, domestic and international retail and manufacturing companies. •Conducted monthly staff training and technical update meetings. •Lead initiatives on implementation of new databases and QC projects. •Developed, cultivated and maintained strong client relationships •Headed practice development, marketing and professional networking initiatives. •Planned, supervised and managed SOX 404, regulatory, compliance, financial and internal audits at large and small, domestic and international retail and manufacturing companies. •Conducted monthly staff training and technical update meetings. •Lead initiatives on implementation of new databases and QC projects. •Developed, cultivated and maintained strong client relationships •Headed practice development, marketing and professional networking initiatives.
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BDO
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Investment Advice
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Manager
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Dec 2002 - Oct 2005
•Assisted with compliance to SOX 404 and related corporate governance initiatives. •Ensured that effective and efficient controls are designed and functioning to mitigated financial and operational risks •Improved the efficiency and effectiveness of key business processes •Helped develop and enhance the enterprise risk management process of the clients •Assisted with compliance to SOX 404 and related corporate governance initiatives. •Ensured that effective and efficient controls are designed and functioning to mitigated financial and operational risks •Improved the efficiency and effectiveness of key business processes •Helped develop and enhance the enterprise risk management process of the clients
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Arthur Andersen
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Denmark
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Truck Transportation
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1 - 100 Employee
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Manager
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Jan 1998 - Dec 2000
•Planned and supervised financial, operational and compliance audit engagements at various commercial products and consumer markets clients. •Developed risk assessments, risk models, “Business Analysis Framework” models and audit plans. •Summarized audit findings and recommendations in audit reports. •Planned and supervised financial, operational and compliance audit engagements at various commercial products and consumer markets clients. •Developed risk assessments, risk models, “Business Analysis Framework” models and audit plans. •Summarized audit findings and recommendations in audit reports.
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Education
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1985 - 1989
City University of New York-Brooklyn College
Bachelor's degree, Accounting
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