Trading Associate

• Apr 2023 - Present

Equity Trader

• Mar 2006 - Dec 2018

-Traded client accounts using multiple trading platforms and web-based programs. -Primary responsibility for daily maintenance of model portfolio system and using it to recommend trades for new cash, or cash to raise or out-of-tolerance accounts. -Processed daily trades for deposits, withdrawals, tax losses, and new accounts. -Organized block trade. -Facilitate the opening of new accounts to Rebalancer & Portfolio Center. -Directly responsible for trading equities for the firm with over $2.5 Billions in assets. -Coordinated with Financial Advisor on implementing client's objective into the Rebalancer software in order to trade the account correctly. -Track cost basis daily so Unrealized Gains/Realized Gains are accurate. Show less

Operations Specialist

• Mar 2001 - Feb 2006

-Assisted in maintaining and trading accounts for the firm's institutional, retail and WRAP clients. -Helped maintaining and reconciling clients accounts for monthly & quarterly reports for Advisor to present to clients. -Generate monthly & quarterly performance reports for client's accounts. -Helped set-up new accounts at Schwab & Fidelity. -Assisted in maintaining and trading accounts for the firm's institutional, retail and WRAP clients. -Helped maintaining and reconciling clients accounts for monthly & quarterly reports for Advisor to present to clients. -Generate monthly & quarterly performance reports for client's accounts. -Helped set-up new accounts at Schwab & Fidelity.