Experience

DUPHINEY FINANCIAL NETWORK

• United States
• Financial Services
• 1 - 100 Employee

• Director of Investments

  • Jun 2022 - Present

  - Oversee all assets under management (AUM) and model strategies. - Chair the Investment Committee. - Supervise trading and research teams. - Develop digital asset (cryptocurrency) strategy and education. - Upgrade procedures for investment selection, monitoring, and execution. - Perform investment fund due diligence including portfolio manager and wholesaler communications. - Write content regarding economic and market conditions. - Educate and meet with prospects and clients to enhance their investment understanding and to assist in client acquisition and retention. - Identify new technologies and improvements to discover new workflow efficiencies and elevate the client experience.



RMR Wealth Builders, Inc.

• United States
• Financial Services
• 1 - 100 Employee

• Director of Investment Management

  • Apr 2021 - Jun 2022

  - Lead the firm's Investment Committee to inform market updates, deliberate model strategy changes, and perform due diligence on investment selections. - Implement an ongoing communication platform to educate advisors and clients about the firm's investment philosophies and strategy changes via newsletters, blogs, videos, etc. - Develop a customizable asset management platform that allows external advisors to outsource all functions of investment management and focus solely on their client relationships. - Create and manage a Digital Asset or "Crypto" Separately Managed Account (SMA) for both the benefit of the firm's clients internally and as a product offering for external advisors.



Condor Capital Management

• United States
• Financial Services
• 1 - 100 Employee

• Financial Analyst

  • Mar 2017 - Mar 2021

  - Prepared and presented research reports on individual stocks and funds to provide suggestions to the investment committee and executive team. - Evaluated funds and fund managers' outlooks and strategies to provide recommendations on retirement plan lineups to plan sponsors and participants. - Wrote market commentary based on my independent research to communicate investment performance and market outlook to corporate clients. - Developed automated software processes for generating performance review reports for model strategies and client portfolios.



Markov Processes International (MPI)

• United States
• Financial Services
• 1 - 100 Employee

• Client Service Analyst

  • Jan 2015 - Mar 2017

  - Trained asset and wealth managers on MPI Stylus software products used for investment analysis and reporting. - Designed retirement plan review reports to review investment strategy and performance with plan sponsors and advisors. - Calibrated asset allocation tool for constructing efficient frontiers and optimal portfolios, Black-Litterman modeling, and Monte Carlo simulations to project portfolio wealth. - Created screening and ranking systems, incorporating custom analytics that enable clients to prospect new, attractive investments.



Citi

• Mexico
• IT Services and IT Consulting
• 100 - 200 Employee

• Operations Analyst II

  • Jan 2014 - Jan 2015

  - Executed client transaction requests including partial and full liquidations, terminations, and securities transfers.- Assisted portfolio managers with client communications and inquiries related to transaction and account data.- Manipulated large SMA data sets into refined status reports in Excel to present to upper level management.

• Operations Analyst

  • Jul 2013 - Jan 2014

  - Coordinated MIFT (manually initiated funds transfer) procedures for wire and mutual fund transfers, and SMA liquidations and terminations.- Generated reports to reconcile balances and transactions in the mainframe database to individual account statements.