Steve Corless
RIA Director of Compliance and Supervision at AdvisorNet Wealth Partners- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
Minneapolis, Minnesota, United States, US
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Experience
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AdvisorNet Wealth Partners
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United States
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Financial Services
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1 - 100 Employee
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RIA Director of Compliance and Supervision
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Jan 2023 - Present
Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity. Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity.
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AdvisorNet Financial
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United States
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Financial Services
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1 - 100 Employee
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RIA Supervision and Compliance Manager
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Jan 2021 - Dec 2022
Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity. Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity.
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RBC Wealth Management
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Canada
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Financial Services
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700 & Above Employee
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Senior Compliance Manager
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Nov 2017 - Jun 2019
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Compliance Manager
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Dec 2013 - Oct 2017
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Senior Compliance Officer
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Apr 2004 - Dec 2013
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Lincoln Financial Advisors
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Financial Services
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1 - 100 Employee
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Compliance Manager
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Dec 2001 - Mar 2004
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Education
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St. Cloud State University
Bachelor of Science - BS, Finance
Community
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