Steve Corless

RIA Director of Compliance and Supervision at AdvisorNet Wealth Partners
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Location
Minneapolis, Minnesota, United States, US

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Experience

    • United States
    • Financial Services
    • 1 - 100 Employee
    • RIA Director of Compliance and Supervision
      • Jan 2023 - Present

      Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity. Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity.

    • United States
    • Financial Services
    • 1 - 100 Employee
    • RIA Supervision and Compliance Manager
      • Jan 2021 - Dec 2022

      Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity. Registered Administrative Assistant of Cetera Advisor Networks LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity.

    • Canada
    • Financial Services
    • 700 & Above Employee
    • Senior Compliance Manager
      • Nov 2017 - Jun 2019

    • Compliance Manager
      • Dec 2013 - Oct 2017

    • Senior Compliance Officer
      • Apr 2004 - Dec 2013

    • Financial Services
    • 1 - 100 Employee
    • Compliance Manager
      • Dec 2001 - Mar 2004

Education

  • St. Cloud State University
    Bachelor of Science - BS, Finance
    1995 - 1999

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