Senior Legal Counsel

• May 2016 - Present

• To peruse all the investigation carried out in determining the breaches committed by the financial institutions and make recommendations on the appropriate actions to be taken under all the laws administered by BNM. • Advising the investigators and supervisors on the evidence needed to be obtain in establishing the breaches. • To advise the line departments on the evidential issues and the potential breaches. • Assisting DPP on the appeal at the higher court. • Advising on other legal matters pertaining to BNM. Show less

Senior Legal Counsel

• May 2016 - Present

Head of Investigation & Regulatory Compliance

• Aug 2014 - Apr 2016

August 2014 - Present Head of Investigation & Regulatory Compliance • To investigate complaint lodged/complaint to Labuan Financial Services Authority (Labuan FSA) on the breaches under the following Acts: (i) Labuan Companies Act (ii) Labuan Financial Services and Securities Act; (iii) Labuan Foundation Act; (iv) Labuan Islamic Financial services and Securities Act; (v) Labuan Business Activity Tax Act; (vi) Labuan Trust Act; and (vii) Labuan Limited Liability Partnership Act. • To conduct examination and investigation on all the entities where complaints are made. • To conduct search and seizure on the entities to gather information on the alleged breaches. • To conduct money trail on cases involving financial fraud. • To record statements from witness who are acquainted to the complaint. • To invoke the Anti Money Laundering and Financial Terrorism Act on the offences that are being categorized as the money laundering offences • To do profiling on the relevant individual to establish the investigation link. • To conduct compliance visit on all the non financial entities on Labuan FSA to ensure that all the entities are in compliant with the requirement of the law. • Show less

Senior Prosecuting Officer

• Nov 2008 - Aug 2014

• Formulate the trial strategy with Head of Section; • Review of Investigation Papers as to provide an appropriate recommendation in relation to enforcement action which ought to be taken by CCM under Companies Act 1965 and Registration of Business Act 1956 and Kooto Prohibition Fund Act 1971; • Conducting cases in Court relating to serious corporate governance such as breach of directors fiduciary duties, fraudulent investment etc and non-compliance in the subordinate courts; • Review and prepare a comprehensive and analytical legal opinion • Prepares various reports to the Board Members and relevant bodies in relation to enforcement; • Present the investigation findings to the Attorney General Chambers on high profile cases. • Review of the Company Law Reform Committee recommendations and the following: (a) Review of the Companies Bill; (b) Review of the Companies Commission Bill; (c) Review of the Limited Liability Partnership Act; (d) Review of the interest scheme Bill; and (e) Review of the Financial Services Act (Bank Negara) • One of the committee members of the Strategic Direction Plan II (SSM’s 5 years transformation plan) on balanced enforcement philosophy • Speaker for the Companies Commission Training Program namely Company secretary training program & Corporate Directors Training Program on compliance requirement under Companies Act 1965. • To formulate strategy with the Investigating officers on the investigation an d also to advice and guide the investigators on the ongoing investigation cases. • To conduct lectures and seminars for the investigation officers and compliance officers. • Liaise with other enforcement agencies when there is an overlapping jurisdiction on enforcement action. Show less

Liability Underwriter

• Feb 2008 - Oct 2008

• To establish, keep updated and continuously review the underwriting manual with a view towards portfolio improvement and to reflect the changes in the market environment; • To analyse and review portfolio for healthy underwriting margin and continued profitability; • To ensure proper retention in accordance with the treaty programme and HLA guidelines; • To source for quotation and obtain support from reinsurers; • To compile monthly reports i.e. Production report, status of quotation especially large risks, PIAM report and other related reports; • To provide training to the marketers and agents in selling on the products; and • Presentation to the insured to understand better on the products they are buying. Show less

Credit Support and Admin officer

• Aug 2007 - Jan 2008

• Checking through all the security documents such as deed of Assignments, Facility Agreements, Titles, Charges, Memorandum of Fixed Deposit & Letter of Set Off etc are in custody and duly executed; • Monitoring the ARBS System to ensure that all the documents are being updated in the system as well as to delete that collateral which is no longer applicable; • Ensuring all those specific covenants as well as sinking fund and the pledge of fixed deposit are up to date; • Issuing the compliance certificate to certify and acknowledge that all the securities are in order; • Lodging documents that have been forwarded by the advocates and solicitors; and • Liaise with the legal firms on those pending documents that are yet to be forwarded to us for safe keeping. Show less