Experience

The Southern Bank

• United States
• Banking
• 1 - 100 Employee

• Chief Compliance Officer

  • Aug 2021 - Present

  Greenville-Spartanburg-Anderson, South Carolina Area



U.S. Bank

• United States
• Banking
• 700 & Above Employee

• Compliance Quality Assurance Testing Analyst

  • Aug 2017 - Dec 2021

  Simpsonville, SC • Ensures assigned business unit processes are in compliance with BSA/AML and related regulation requirements through execution of a centralized testing program. • Works with various business line personnel to complete core testing reviews of BSA/AML requirements relating to Customer Identification Program (CIP), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Economic Sanctions/OFAC, Suspicious Activity Reporting (SAR), and Currency Transaction Reporting (CTR) across the… Show more • Ensures assigned business unit processes are in compliance with BSA/AML and related regulation requirements through execution of a centralized testing program. • Works with various business line personnel to complete core testing reviews of BSA/AML requirements relating to Customer Identification Program (CIP), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Economic Sanctions/OFAC, Suspicious Activity Reporting (SAR), and Currency Transaction Reporting (CTR) across the organization. • Documents work completed and report findings to appropriate personnel. Show less



PNC

• United States
• Financial Services
• 700 & Above Employee

• AVP, AML Quality Assurance Associate

  • Mar 2016 - Aug 2017

  Pittsburgh, Pennsylvania

• AVP, BSA/AML Compliance Testing Specialist SR

  • May 2013 - Mar 2016

  Greater Pittsburgh Area Perform highly complex compliance activities and analysis in order to assess potential risk factors and resolve compliance issues. Coordinate research, documentation and reporting of compliance matters. Design and implement effective compliance policies, procedures and related testing methodologies to ensure compliance with all Regulatory bodies.