Stephen Sparkes

Board Member at FS-ISAC
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Contact Information
us****@****om
(386) 825-5501
Location
New York, New York, United States, US

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Experience

    • Financial Services
    • 1 - 100 Employee
    • Board Member
      • Oct 2022 - Present

    • Canada
    • Banking
    • 700 & Above Employee
    • Chief Information Security Officer
      • Oct 2021 - Present

    • United States
    • Banking
    • 700 & Above Employee
    • Managing Director
      • Jul 2015 - Oct 2021

      New York Head of Cyber Security Technology COO

    • Financial Services Business Development Manager
      • Jun 2014 - Jun 2015

      New York Focused on commercialization of the Rapture middleware that provides an abstraction layer for data management, workflow and process management built using agile methodologies. Responsible for developing partner relationships for both sales and implementation. Also CTO for the sister company, Incapture Investments.

    • United States
    • Financial Services
    • 700 & Above Employee
    • Managing Director
      • May 2000 - Sep 2013

      Greater New York City Area 2011 - 2013 CIO for Technology and Information Risk Head of Technology and Data Philanthropy Committee Representative to NY FinTech program Previously: - Americas Head of Infrastructure - co-CIO for Enterprise Infrastructure - COO for Enterprise Infrastructure - CTO for Investment Banking & Capital Markets Reporting to the Global Head of Technology and Operations, created a unified Technology and Information Risk organization and delivered on a series of… Show more 2011 - 2013 CIO for Technology and Information Risk Head of Technology and Data Philanthropy Committee Representative to NY FinTech program Previously: - Americas Head of Infrastructure - co-CIO for Enterprise Infrastructure - COO for Enterprise Infrastructure - CTO for Investment Banking & Capital Markets Reporting to the Global Head of Technology and Operations, created a unified Technology and Information Risk organization and delivered on a series of firm-wide control programs impacting 16,000 technology staff. Role included Board presentations and extensive global regulatory interactions, cyber-security engineering and operations, and close collaboration with the Operational Risk department and Business Unit Risk Officers. As co-CIO for infrastructure, provided interim leadership through a period of significant organizational change, retaining key staff and keeping focus on delivery of global change programs. While COO, provided day-to-day management of the $1.5billion+, 3,000-person global infrastructure organization including compensation, promotion processes and other staff-related functions. Developed product & services catalog in support of industry benchmarking effort. Sponsored infrastructure expansion and staff development programs. Drove analysis for large scale projects and provided key management oversight for execution phases. As Chief Technology Officer for Investment Banking and Capital Markets, developed productivity aids for senior bankers and banking management, including patented mobile solutions, CRM tools and client profitability analytics. Expanded third party partnerships and drove the banking innovation agenda. Drove a 20% expansion in the iMentor program across Technology and Data and sponsored 2013 high school intern program for Academy of Software Engineering students. Actively engaged in the NY FinTech program, advising the incubator companies. Show less

    • United States
    • Financial Services
    • 700 & Above Employee
    • Managing Director, Americas CIO
      • 1998 - 2000

      Greater New York City Area Managed front, middle and back office applications and infrastructure for the Americas through EMU and Y2K. Drove a significant restructuring of the organization to integrate with the global team, and managed the technology program to address regulatory control improvements.

    • Switzerland
    • Banking
    • 700 & Above Employee
    • Managing Director
      • Oct 1991 - Oct 1998

      Tokyo (2 years) & New York Fixed Income application development, market data infrastructure and distributed systems globally.

    • Systems Programmer
      • 1989 - 1991

      London, United Kingdom Stratus systems engineering and support for global equity and yen warrants applications.

    • Canada
    • IT Services and IT Consulting
    • 700 & Above Employee
    • Developer
      • 1985 - 1989

      London, New York, Rotterdam Developer/systems programmer on bespoke financial systems projects using the Stratus/System 88 super mini.

Education

  • The University of Stirling
    Bachelor's degree, Computer Science and Accountancy
    1981 - 1985

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