Stephen Kiely
Settlements Manager at Adrian Lee & Partners- Claim this Profile
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Bio
Credentials
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QFA
The Institute of Banking
Experience
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Adrian Lee & Partners – Active Asset and Currency Management
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United Kingdom
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Investment Management
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1 - 100 Employee
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Settlements Manager
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Sep 2015 - Present
Back & Middle Office - Overall management of Back Office including training new team members and appraisals. - Responsible for life cycle of all trades from matching through to settlement and non-receipts. - Specialising in foreign exchange (FX) derivatives and equity ETFs - Liaising with traders and counterparties/custodian banks to resolve any mismatching or failing trades. - Management of SWIFT infrastructure and variation margin funding. - MiFIR transaction reporting Back & Middle Office - Overall management of Back Office including training new team members and appraisals. - Responsible for life cycle of all trades from matching through to settlement and non-receipts. - Specialising in foreign exchange (FX) derivatives and equity ETFs - Liaising with traders and counterparties/custodian banks to resolve any mismatching or failing trades. - Management of SWIFT infrastructure and variation margin funding. - MiFIR transaction reporting
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Citi
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United States
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Financial Services
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700 & Above Employee
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Client Service Officer, Markets & Securities Services – Institutional Clients
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Sep 2011 - Aug 2015
• Acting as liaison point for a number of key clients • Facilitating trading for the clients through liaising with markets and internal departments both locally and globally to create cross functionality of different areas, working to strict and pressurized cut-offs. • Pro-active & accurate investigation of client issues in cash and securities related transactions including settlement, income, corporate action events, stock lending, FX and more general market and industry practice. • Client relationships managed through daily interaction with clients via the telephone and email, weekly and monthly conference calls with their management teams, face to face client visits and meetings both in Citi and abroad on a frequent basis. Show less
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Irish Life & Permanent
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Ireland
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Financial Services
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100 - 200 Employee
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Bank Official, Visa Department
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Sep 2008 - Aug 2011
• Specialised in Visa chargebacks - processed chargebacks as per dispute letters from customers and chargeback requests from the Fraud Dept for declaration of fraud on accounts.• Used VroL online application to manage and submit all chargeback cases with documentation and keep track of representments received as well as place cases into pre-arbitration and/or arbitration.• Performed all general Visa Dept. duties including working Visa query mailbox and taking call enquiries from branches and customers.• Operated TSYS system to manage customers’ visa accounts such as updating change of address, ordering replacements for damaged cards, issuing pin reminders and setting up direct debit instructions to pay their visa bill. Show less
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Mortgage Underwriter
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Feb 2006 - Aug 2008
• Underwriting residential and investment mortgage applications and acquired underwriting discretion up to 500k.• Responsible for checking thoroughly applicants’ ability to repay mortgage by examining salary certs, bank statements and existing loans repayment history.• Issuing Approval In Principle to brokers for their clients in timely fashion as per service level agreements.• Also worked with the issuing of the loan offer by processing documents received in required for loan approval. Show less
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Education
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2015 - 2018
University College Dublin
Graduate Diploma, Financial Planning (QQI Level 9) -
2008 - 2010
University College Dublin
Qualified Financial Advisor (QFA), The Institute of Bankers School of Professional Finance -
2007 - 2007
University College Dublin
Certificate in Mortgage Practice, The Institute of Bankers School of Professional Finance
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