Stephanie Cartwright, MBA, C.
Chief Compliance Officer/VP Compliance Services at VYFI- Claim this Profile
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Bio
Credentials
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BSACS - Bank Secrecy Act Certified Specialist
Credit Union National Association (CUNA) -
CRVPM - Certified Regulatory Vendor Program Manager
Credit Union National Association in collaboration with Compliance Education Institute -
CUCE - Credit Union Compliance Expert
Credit Union National Association (CUNA) -
CUERME - Credit Union Enterprise Risk Management Expert
Credit Union National Association (CUNA)
Experience
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VYFI
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United States
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IT Services and IT Consulting
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1 - 100 Employee
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Chief Compliance Officer/VP Compliance Services
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Dec 2022 - Present
Information and Cybersecurity Security Compliance Information and Cybersecurity Security Compliance
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Owner | Regulatory Compliance Consultant
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Baton Rouge, Louisiana Area
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Owner
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Jan 2019 - Jan 2023
* Subject matter expert (SME) on proactive regulatory compliance, BSA reviews, process improvement assessments, compliance management programs, vendor management programs, and risk mitigation techniques in compliance with federal regulations. * Manage operations by allocating resources, scheduling deliverables, prioritizing daily responsibilities, evaluating challenges, and designing processes and procedures that advance continuous improvements to operating logistics and workflows. * Provide key business consulting advice through critical questioning, innovation, and continuous improvement to champion changes with clear, measurable results. * Practice needs assessments and employed a personalized approach to providing consultancy services. * Engage as a strategic business partner with clients’ executive decision-makers to transform business outcomes within the ever-changing regulatory compliance environment.
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Pelican State Credit Union
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United States
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Financial Services
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100 - 200 Employee
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Compliance Officer
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Aug 2003 - Oct 2018
Compliance Officer (2016-2018) Compliance Officer | Audit & Compliance Manager | Risk Manager (2005-2016) Consumer Lending Manager Trainee (2005) Lending Specialist | Lending Officer (2003-2005) * Oversaw and implemented sustainable process changes aligned with new system implementations surrounding risk management, information security, and complaint handling by providing fact-based recommendations on best practices to improve internal controls. * Utilized advanced communication skills to liaise with vendors to coordinate IT assessments and the Information Security Program. * Coached, mentored, and trained staff and volunteers on topics such as risk mitigation, regulatory compliance, and managing/resolving conflict by modeling the sought-after behaviors ensuring and encouraging/empowering teams to share perceptions, insights, and new ideas that cultivated an environment of creative problem solving, future-facing action planning, and open communication. * Collaborated with the Supervisory Committee, independent auditors, examiners, and senior management to manage internal audit functions, the BSA/AML program, OFAC, fraud, and implemented policies and procedures that aligned with compliance goals. * Researched industry trends, analyzed market conditions, and assessed economic conditions to advise clients on available loan products resulting in an increase of unsecured loans.
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Community
