Stephanie Peng
Head of Operations and Compliance, Shanghai Office at Canyon Partners, LLC- Claim this Profile
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English Full professional proficiency
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Chinese (Simplified) Native or bilingual proficiency
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Cantonese Full professional proficiency
Topline Score
Bio
Credentials
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Fund Management Practitioner
Asset Management Association of China (AMAC)Dec, 2012- Nov, 2024
Experience
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Canyon Partners, LLC
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United States
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Financial Services
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100 - 200 Employee
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Head of Operations and Compliance, Shanghai Office
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Mar 2020 - Present
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Clocktower Group
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United States
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Financial Services
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1 - 100 Employee
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Principal, Operations/Legal, Drobny (Shanghai) Investment Management Company
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Sep 2018 - Feb 2020
▪ Work closely with the management to map out China strategy and China related products, leading China office;▪ Provide legal and compliance advice on onshore business, working closely with ex-ternal lawyers and consultants;▪ Design the offshore fund structure with onshore underlying assets;▪ Conduct the operational due diligence on the seed managers and advise them on launching the business in Hong Kong and Mainland China;▪ Updates on the laws and regulations in Hong Kong and Mainland China market;▪ Explore and maintain the relationship with investors/regulators/service providers.
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APS Asset Management
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Singapore
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Financial Services
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1 - 100 Employee
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Senior Manager, APS China Asset Management Pte Ltd
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Jan 2014 - Sep 2018
▪ Take lead in APS China strategy, especially WFOE-PFM license application, and work closely with head office and external consultants on all aspects of WFOE-PFM business;▪ Work closely with the brokers, trusts, and banks on PFM products; ▪ Develop and manage the relationship with government officials, banks, brokers and wealth management companies; ▪ Work closely with marketing, client service and compliance team of head office for QFII & RQFII business; ▪ Take lead in APS Annual Client Event, responsible for field trip, company visits and resource integration; ▪ Provide legal and compliance advice, working closely with external lawyers and consultants; ▪ Develop and manage the relationship with service providers including 3rd party consultants, event planners, headhunters, etc.; ▪ Oversee the non-investment business of APS China.
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Staff Officer, APS China Research Pte Ltd
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May 2012 - Dec 2013
▪ Take lead in QFII/RQFII license application, working closely with head office, custodian banks and brokers on the application and operation;▪ Work closely with the investment team on special projects and special investment reports; ▪ Conduct researches on public companies and draft the reports thereof; ▪ Assist the Co-CIO in various marketing and investment meetings.
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Executive Assistant to the Founder
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Oct 2011 - Mar 2012
▪ Assist the founder to set up Shanghai Office;▪ Conduct researches on M&A and block trade deals. ▪ Assist the founder to set up Shanghai Office;▪ Conduct researches on M&A and block trade deals.
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MWE China Law Offices
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China
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Law Practice
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1 - 100 Employee
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Legal Assistant
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Apr 2007 - Oct 2011
▪ Responsible for the due diligence in M&A and compliance projects;▪ Conduct legal research and analysis;▪ Draft and review legal reports;▪ Organize and coordinate internal training program. ▪ Responsible for the due diligence in M&A and compliance projects;▪ Conduct legal research and analysis;▪ Draft and review legal reports;▪ Organize and coordinate internal training program.
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Education
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The University of Hong Kong
Master of Business Administration (MBA), Business Administration and Management, General -
Shanghai University
Bachelor of Arts (B.A.), English Language and Literature; Law